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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
Cap. Flow
-$472M
Cap. Flow %
-692.75%
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$386K
2
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$19.4K
3
FM
iShares Frontier and Select EM ETF
FM
+$14.9K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$12.4K
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$9.71K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
3
AAPL icon
Apple
AAPL
+$9.63M
4
PG icon
Procter & Gamble
PG
+$9.52M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMJ
326
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-68,091
Closed -$1.49M
NS
327
DELISTED
NuStar Energy L.P.
NS
– –
-25,500
Closed -$659K
PGAL
328
DELISTED
Global X MSCI Portugal ETF
PGAL
– –
-16,654
Closed -$185K
ABB
329
DELISTED
ABB Ltd
ABB
– –
-8,572
Closed -$206K
CAJ
330
DELISTED
Canon, Inc.
CAJ
– –
-7,623
Closed -$208K
STOR
331
DELISTED
STORE Capital Corporation
STOR
– –
-25,961
Closed -$967K
RSX
332
DELISTED
VanEck Russia ETF
RSX
– –
-11,537
Closed -$288K
TEN
333
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-156,033
Closed -$2.04M
TWTR
334
DELISTED
Twitter, Inc.
TWTR
– –
-8,183
Closed -$262K
COHR
335
DELISTED
Coherent Inc
COHR
– –
-11,597
Closed -$1.93M
INFO
336
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-2,823
Closed -$213K
RDS.A
337
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-5,738
Closed -$338K
PCI
338
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-15,301
Closed -$386K
NXQ
339
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-13,431
Closed -$205K
RFAP
340
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
– –
-42,677
Closed -$2.26M
FIT
341
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-15,000
Closed -$99K
KNOW
342
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
– –
-12,383
Closed -$488K
RTN
343
DELISTED
Raytheon Company
RTN
– –
-1,413
Closed -$310K
BDCS
344
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
– –
-13,653
Closed -$279K
10 11 12 13
14

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.

  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
  • Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
  • Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
  • Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
  • Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
  • Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.