Regal Investment Advisors’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Regal Investment Advisors’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-13,653	Closed	-$279K	–	344
2019 Q4	$279K	Sell	13,653 -2,560	-16%	-$51K	0.05%	271
2019 Q3	$327K	Buy	16,213 +763	+5%	+$15.1K	0.06%	240
2019 Q2	$308K	Buy	15,450 +278	+2%	+$5.5K	0.06%	250
2019 Q1	$299K	Buy	15,172 +54	+0.4%	+$1.04K	0.06%	244
2018 Q4	$267K	Buy	15,118 +346	+2%	+$6.63K	0.06%	265
2018 Q3	$306K	Buy	14,772 +4,462	+43%	+$92.4K	0.06%	239
2018 Q2	$209K	Sell	10,310 -672	-6%	-$13.4K	0.06%	240
2018 Q1	$217K	Buy	10,982 +635	+6%	+$12.6K	0.05%	281
2017 Q4	$215K	Buy	10,347 +966	+10%	+$20.4K	0.05%	267
2017 Q3	$206K	Buy	+9,381	New	+$204K	0.05%	264

Other funds holding BDCS

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Regal Investment Advisors's BDCS Position: Q1 2020 in Review

Regal Investment Advisors sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q1 2020, closing a stake of 13,653 shares — an estimated $279K sold.

Regal Investment Advisors first reported a position in BDCS in Q3 2017 and held it in 10 quarters. The position peaked at $327K in Q3 2019. 25 funds tracked by Wall St. Rank hold BDCS as of Q1 2020.

Regal Investment Advisors reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q1 2020 after selling out during the quarter.
Regal Investment Advisors sold 13,653 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q1 2020, an estimated $279K.
Regal Investment Advisors first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q3 2017 and held it in 10 quarters.
Regal Investment Advisors's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $327K in Q3 2019.
25 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q1 2020.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.