BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

BDCS

Market cap $27M

Delisted

BDCS was delisted on the 25th of November, 2020.

30 hedge funds and large institutions have $18M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2017 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 7 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

Holders Change %

+7.14%

% of All Funds

0.68%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	RCM 1 Rivernorth Capital Management West Palm Beach, Florida	$1.14M
2	2 Morgan Stanley New York	$563K
3	3 LPL Financial San Diego, California	$387K
4	RJFSA 4 Raymond James Financial Services Advisors St. Petersburg, Florida	$346K
5	APA 5 American Portfolios Advisors Holbrook, New York	$227K

Top Sellers

1	PCP 1 Proficio Capital Partners Newton, Massachusetts	$0
2	2 Ameriprise Minneapolis, Minnesota	$3.68M
3	ICOA 3 Investment Centers of America Bismarck, North Dakota	$0
4	4 Cambridge Investment Research Advisors Fairfield, Iowa	$0
5	5 Royal Bank of Canada Toronto, Ontario, Canada	$789K

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 Ameriprise Minneapolis, Minnesota	$3.68M	177,059	-15,110	-8%
2	LTFS 2 Ladenburg Thalmann Financial Services Miami, Florida	$3.26M	157,101	-2,568	-2%
3	3 Wells Fargo San Francisco, California	$1.87M	90,248	+9,287	+11%
4	MFP 4 Mosaic Financial Partners San Francisco, California	$1.63M	78,303	-66	-0.1%
5	RCM 5 Rivernorth Capital Management West Palm Beach, Florida	$1.14M	55,000	+55,000	New
6	6 Royal Bank of Canada Toronto, Ontario, Canada	$789K	37,966	-8,030	-17%
7	CAS 7 Cue Advisory Services Phoenix, Arizona	$661K	31,850	+1,900	+6%
8	8 Morgan Stanley New York	$563K	27,101	+26,440	+4,000%
9	FHA 9 Flagship Harbor Advisors Boston, Massachusetts	$513K	24,705	-3,989	-14%
10	PAG 10 Private Advisor Group Morristown, New Jersey	$499K	24,000	–	–
11	AG 11 Advisor Group Phoenix, Arizona	$438K	21,097	-2,151	-9%
12	12 LPL Financial San Diego, California	$387K	18,625	+18,625	New
13	RJFSA 13 Raymond James Financial Services Advisors St. Petersburg, Florida	$346K	16,675	+16,675	New
14	14 MML Investors Services Springfield, Massachusetts	$341K	16,417	+6,204	+61%
15	ASN 15 Advisory Services Network Atlanta, Georgia	$281K	13,557	+693	+5%
16	16 Commonwealth Equity Services Waltham, Massachusetts	$272K	13,086	-694	-5%
17	APA 17 American Portfolios Advisors Holbrook, New York	$227K	10,957	+10,957	New
18	1IA 18 1834 Investment Advisors Milwaukee, Wisconsin	$226K	10,866	-895	-8%
19	SPC 19 Sigma Planning Corp Ann Arbor, Michigan	$218K	10,500	+10,500	New
20	RIA 20 Regal Investment Advisors Kentwood, Michigan	$215K	10,347	+966	+10%
21	RJA 21 Raymond James & Associates St Petersburg, Florida	$211K	10,153	+900	+10%
22	SIS 22 Sound Income Strategies Ft Lauderdale, Florida	$172K	8,750	+8,750	New
23	23 PNC Financial Services Group Pittsburgh, Pennsylvania	$32K	1,542	-1,750	-53%
24	IA 24 IFP Advisors Tampa, Florida	$31K	1,512	+30	+2%
25	CA 25 Calton & Associates Tampa, Florida	$13K	634	+634	New