BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

BDCS

Market cap $27M

Delisted

BDCS was delisted on the 25th of November, 2020.

28 hedge funds and large institutions have $17.9M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 2 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

Holders Change %

+3.7%

% of All Funds

0.7%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	1 Royal Bank of Canada Toronto, Ontario, Canada	$1.13M
2	2 Ameriprise Minneapolis, Minnesota	$4.02M
3	3 Wells Fargo San Francisco, California	$816K
4	SI 4 SII Investments Appleton, Wisconsin	$438K
5	5 MML Investors Services Springfield, Massachusetts	$394K

Top Sellers

1	ICOA 1 Investment Centers of America Bismarck, North Dakota	$398K
2	2 Jane Street New York	$0
3	3 Janney Montgomery Scott Philadelphia, Pennsylvania	$0
4	WA 4 WESPAC Advisors Orinda, California	$920K
5	MFP 5 Mosaic Financial Partners San Francisco, California	$1.82M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 Ameriprise Minneapolis, Minnesota	$4.02M	169,031	+40,127	+31%
2	LTFS 2 Ladenburg Thalmann Financial Services Miami, Florida	$3.03M	128,071	+11,864	+10%
3	MFP 3 Mosaic Financial Partners San Francisco, California	$1.82M	76,392	-5,338	-7%
4	PCP 4 Proficio Capital Partners Newton, Massachusetts	$1.26M	55,880	+13,555	+32%
5	5 Royal Bank of Canada Toronto, Ontario, Canada	$1.13M	47,659	+46,896	+6,146%
6	WA 6 WESPAC Advisors Orinda, California	$920K	38,655	-8,746	-18%
7	7 Wells Fargo San Francisco, California	$816K	34,272	+34,006	+12,784%
8	FHA 8 Flagship Harbor Advisors Boston, Massachusetts	$794K	33,423	-4,353	-12%
9	AG 9 Advisor Group Phoenix, Arizona	$541K	22,776	-353	-2%
10	CAS 10 Cue Advisory Services Phoenix, Arizona	$516K	21,700	–	–
11	SI 11 SII Investments Appleton, Wisconsin	$438K	18,392	+18,392	New
12	PAG 12 Private Advisor Group Morristown, New Jersey	$402K	17,000	+3,000	+21%
13	ICOA 13 Investment Centers of America Bismarck, North Dakota	$398K	16,810	-53,856	-76%
14	14 MML Investors Services Springfield, Massachusetts	$394K	14,720	+14,720	New
15	15 Cambridge Investment Research Advisors Fairfield, Iowa	$341K	14,317	-328	-2%
16	16 Commonwealth Equity Services Waltham, Massachusetts	$281K	11,823	+11,823	New
17	1IA 17 1834 Investment Advisors Milwaukee, Wisconsin	$256K	10,769	-1,600	-13%
18	ASN 18 Advisory Services Network Atlanta, Georgia	$228K	9,594	+9,594	New
19	19 PNC Financial Services Group Pittsburgh, Pennsylvania	$78K	3,292	–	–
20	20 Morgan Stanley New York	$55K	2,309	+716	+45%
21	21 Thrivent Financial for Lutherans Minneapolis, Minnesota	$43K	1,846	–	–
22	IA 22 IFP Advisors Tampa, Florida	$37K	1,562	+28	+2%
23	GRP 23 Global Retirement Partners San Rafael, California	$19K	786	–	–
24	24 Northwestern Mutual Wealth Management Milwaukee, Wisconsin	$18K	750	-775	-51%
25	MCM 25 McKinley Capital Management Anchorage, Alaska	$8K	350	-344	-50%