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BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

Delisted

BDCS was delisted on the 25th of November, 2020.

28 hedge funds and large institutions have $17.9M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

15% more capital invested

Capital invested by funds: $15.5M → $17.9M (+$2.39M)

4% more funds holding

Funds holding: 2728 (+1)

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$4.02M +$929K +40,127 +31%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$3.03M +$275K +11,864 +10%
MFP
3
Mosaic Financial Partners
California
$1.82M -$124K -5,338 -7%
PCP
4
Proficio Capital Partners
Massachusetts
$1.26M +$314K +13,555 +32%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.13M +$1.09M +46,896 +6,146%
WA
6
WESPAC Advisors
California
$920K -$202K -8,746 -18%
Wells Fargo
7
Wells Fargo
California
$816K +$787K +34,006 +12,784%
FHA
8
Flagship Harbor Advisors
Massachusetts
$794K -$101K -4,353 -12%
AG
9
Advisor Group
Arizona
$541K -$8.17K -353 -2%
CAS
10
Cue Advisory Services
Arizona
$516K
SI
11
SII Investments
Wisconsin
$438K +$426K +18,392 New
PAG
12
Private Advisor Group
New Jersey
$402K +$69.5K +3,000 +21%
ICOA
13
Investment Centers of America
North Dakota
$398K -$1.25M -53,856 -76%
MML Investors Services
14
MML Investors Services
Massachusetts
$394K +$341K +14,720 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$341K -$7.59K -328 -2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$281K +$274K +11,823 New
1IA
17
1834 Investment Advisors
Wisconsin
$256K -$37K -1,600 -13%
ASN
18
Advisory Services Network
Georgia
$228K +$222K +9,594 New
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$78K
Morgan Stanley
20
Morgan Stanley
New York
$55K +$16.6K +716 +45%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$43K
IA
22
IFP Advisors
Florida
$37K +$648 +28 +2%
GRP
23
Global Retirement Partners
California
$19K
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$18K -$17.9K -775 -51%
MCM
25
McKinley Capital Management
Alaska
$8K -$7.96K -344 -50%

BDCS Hedge Fund Activity: Q1 2017 in Review

28 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) for Q1 2017, worth a combined $17.9M — up 15% from $15.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new BDCS positions and 2 closed out — a net gain of 2 holders — while 8 added to existing stakes and 9 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $1.09M. The largest seller was Investment Centers of America, cutting an estimated $1.25M.

  • 28 institutional investors held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) as of Q1 2017, up from 27 in Q4 2016.
  • Funds reported $17.9M of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com stock for Q1 2017, up 15% quarter-over-quarter.
  • 4 funds opened new UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com positions in Q1 2017 and 2 closed out, a net change of +2 holders.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com buyer in Q1 2017 was Royal Bank of Canada, an estimated $1.09M added.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com seller in Q1 2017 was Investment Centers of America, an estimated $1.25M sold.

Based on aggregated 13F filings for Q1 2017.