Mosaic Financial Partners’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Mosaic Financial Partners’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-78,303	Closed	-$1.63M	–	54
2017 Q4	$1.63M	Sell	78,303 -66	-0.1%	-$1.39K	0.93%	28
2017 Q3	$1.72M	Buy	78,369 +1,977	+3%	+$43.1K	1.06%	25
2017 Q2	$1.74M	Hold	76,392	–	–	1.08%	24
2017 Q1	$1.82M	Sell	76,392 -5,338	-7%	-$124K	1.15%	24
2016 Q4	$1.85M	Sell	81,730 -206	-0.3%	-$4.5K	1.19%	24
2016 Q3	$1.81M	Sell	81,936 -2,970	-3%	-$64.3K	1.1%	26
2016 Q2	$1.77M	Sell	84,906 -16,934	-17%	-$344K	1.09%	25
2016 Q1	$2.08M	Buy	+101,840	New	+$1.92M	1.33%	25
2015 Q4	–	Sell	-11,638	Closed	-$231K	–	46
2015 Q3	$231K	Buy	+11,638	New	+$249K	0.15%	41

Other funds holding BDCS

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

Mosaic Financial Partners's BDCS Position: Q1 2018 in Review

Mosaic Financial Partners sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q1 2018, closing a stake of 78,303 shares — an estimated $1.63M sold.

Mosaic Financial Partners first reported a position in BDCS in Q3 2015 and held it in 9 quarters. The position peaked at $2.08M in Q1 2016. 28 funds tracked by Wall St. Rank hold BDCS as of Q1 2018.

Mosaic Financial Partners reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q1 2018 after selling out during the quarter.
Mosaic Financial Partners sold 78,303 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q1 2018, an estimated $1.63M.
Mosaic Financial Partners first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q3 2015 and held it in 9 quarters.
Mosaic Financial Partners's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $2.08M in Q1 2016.
28 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q1 2018.

Based on Mosaic Financial Partners's 13F filing for Q1 2018, filed 19 Apr 2018.