LTFS
BDCS

Ladenburg Thalmann Financial Services’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio BDCS Stock Details BDCS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$2.56M Sell
125,392
-6,625
-5% -$132K 0.02% 751
2019
Q3 		$2.66M Sell
132,017
-58,041
-31% -$1.15M 0.02% 703
2019
Q2 		$3.79M Buy
190,058
+20,593
+12% +$407K 0.03% 542
2019
Q1 		$3.34M Buy
169,465
+25,901
+18% +$501K 0.03% 572
2018
Q4 		$2.55M Buy
143,564
+5,933
+4% +$114K 0.02% 579
2018
Q3 		$2.85M Buy
137,631
+12,546
+10% +$260K 0.02% 584
2018
Q2 		$2.47M Hold
125,085
– – 0.02% 612
2018
Q1 		$2.47M Sell
125,085
-32,016
-20% -$636K 0.02% 612
2017
Q4 		$3.26M Sell
157,101
-2,568
-2% -$54.2K 0.03% 497
2017
Q3 		$3.5M Buy
159,669
+42,427
+36% +$925K 0.04% 418
2017
Q2 		$2.66M Sell
117,242
-10,829
-8% -$248K 0.03% 482
2017
Q1 		$3.03M Buy
128,071
+11,864
+10% +$275K 0.04% 415
2016
Q4 		$2.63M Buy
116,207
+23,038
+25% +$504K 0.04% 419
2016
Q3 		$2.06M Buy
93,169
+9,408
+11% +$204K 0.03% 493
2016
Q2 		$1.73M Buy
83,761
+4,733
+6% +$96.1K 0.03% 523
2016
Q1 		$1.57M Sell
79,028
-19,189
-20% -$362K 0.03% 513
2015
Q4 		$2.04M Sell
98,217
-2,971
-3% -$60.9K 0.04% 409
2015
Q3 		$2.06M Buy
101,188
+16,299
+19% +$348K 0.04% 377
2015
Q2 		$1.92M Sell
84,889
-6,045
-7% -$139K 0.04% 443
2015
Q1 		$2.14M Buy
90,934
+16,570
+22% +$382K 0.04% 401
2014
Q4 		$1.73M Buy
74,364
+42,998
+137% +$1.01M 0.04% 406
2014
Q3 		$777K Buy
31,366
+21,071
+205% +$537K 0.02% 606
2014
Q2 		$273K Buy
10,295
+8,209
+394% +$207K 0.01% 1037
2014
Q1 		$55K Buy
2,086
+592
+40% +$15.7K ﹤0.01% 1900
2013
Q4 		$40K Buy
1,494
+194
+15% +$5.12K ﹤0.01% 2078
2013
Q3 		$34K Hold
1,300
– – ﹤0.01% 2098
2013
Q2 		$33K Buy
+1,300
New +$33.4K ﹤0.01% 2022

Other funds holding BDCS

Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Natixis Advisors
Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CFGS
Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return
HH
Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
RT
Rockland Trust Hanover, Massachusetts $2.55B AUM 17.04% 1-Year Est. Return
LSA
Lion Street Advisors Austin, Texas $289M AUM 3.13% 1-Year Est. Return
CFG
Cooper Financial Group Irvine, California $1.21B AUM 28.32% 1-Year Est. Return

Ladenburg Thalmann Financial Services's BDCS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) stake by 5% in Q4 2019, selling an estimated $132K and leaving 125,392 shares worth $2.56M. The position accounts for 0.02% of the portfolio, ranked #751.

Ladenburg Thalmann Financial Services first reported a position in BDCS in Q2 2013 and has held it in 27 quarters since. The position peaked at $3.79M in Q2 2019. 33 funds tracked by Wall St. Rank hold BDCS as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 125,392 shares of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com worth $2.56M as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 6,625 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q4 2019, an estimated $132K.
  • UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #751 holding.
  • Ladenburg Thalmann Financial Services first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $3.79M in Q2 2019.
  • 33 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.