BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

BDCS

Market cap $27M

Delisted

BDCS was delisted on the 25th of November, 2020.

33 hedge funds and large institutions have $24.9M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 3 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

Holders Change %

+13.79%

% of All Funds

0.76%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	AG 1 Advisor Group Phoenix, Arizona	$1.33M
2	2 Ameriprise Minneapolis, Minnesota	$13.1M
3	RT 3 Rockland Trust Hanover, Massachusetts	$561K
4	4 Jane Street New York	$269K
5	LTFS 5 Ladenburg Thalmann Financial Services Miami, Florida	$2.85M

Top Sellers

1	BAM 1 Belpointe Asset Management Reno, Nevada	$0
2	2 Susquehanna International Group Bala Cynwyd, Pennsylvania	$0
3	3 Royal Bank of Canada Toronto, Ontario, Canada	$150K
4	4 MML Investors Services Springfield, Massachusetts	$659K
5	SAS 5 Stelac Advisory Services New York	$186K

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 Ameriprise Minneapolis, Minnesota	$13.1M	632,749	+27,209	+4%
2	LTFS 2 Ladenburg Thalmann Financial Services Miami, Florida	$2.85M	137,631	+12,546	+10%
3	AG 3 Advisor Group Phoenix, Arizona	$1.33M	63,968	+40,073	+168%
4	4 Wells Fargo San Francisco, California	$923K	44,576	+1,157	+3%
5	5 MML Investors Services Springfield, Massachusetts	$659K	31,800	-2,780	-8%
6	HH 6 Hilltop Holdings Dallas, Texas	$580K	28,008	+10,347	+59%
7	RT 7 Rockland Trust Hanover, Massachusetts	$561K	27,066	+27,066	New
8	FHA 8 Flagship Harbor Advisors Boston, Massachusetts	$481K	23,258	+59	+0.3%
9	SIS 9 Sound Income Strategies Ft Lauderdale, Florida	$475K	22,927	+10,836	+90%
10	RJFSA 10 Raymond James Financial Services Advisors St. Petersburg, Florida	$373K	17,997	-1,575	-8%
11	1IA 11 1834 Investment Advisors Milwaukee, Wisconsin	$334K	16,134	–	–
12	RIA 12 Regal Investment Advisors Kentwood, Michigan	$306K	14,772	+4,462	+43%
13	ASN 13 Advisory Services Network Atlanta, Georgia	$304K	14,677	+904	+7%
14	PAG 14 Private Advisor Group Morristown, New Jersey	$290K	14,000	–	–
15	15 Thrivent Financial for Lutherans Minneapolis, Minnesota	$278K	13,440	–	–
16	16 Jane Street New York	$269K	12,990	+12,990	New
17	SPC 17 Sigma Planning Corp Ann Arbor, Michigan	$254K	12,240	–	–
18	SKK 18 Shepherd Kaplan Krochuk Boston, Massachusetts	$252K	12,142	+12,142	New
19	19 Commonwealth Equity Services Waltham, Massachusetts	$249K	12,043	-428	-3%
20	RJA 20 Raymond James & Associates St Petersburg, Florida	$244K	11,799	+338	+3%
21	21 Envestnet Asset Management Chicago, Illinois	$205K	9,914	+9,914	New
22	SAS 22 Stelac Advisory Services New York	$186K	9,000	-2,240	-20%
23	23 Royal Bank of Canada Toronto, Ontario, Canada	$150K	7,223	-13,321	-65%
24	CFGS 24 Concourse Financial Group Securities Birmingham, Alabama	$63K	3,040	+3,040	New
25	APA 25 American Portfolios Advisors Holbrook, New York	$47.7K	2,304	–	–