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BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

Delisted

BDCS was delisted on the 25th of November, 2020.

19 hedge funds and large institutions have $7.49M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

17% more capital invested

Capital invested by funds: $6.42M → $7.49M (+$1.07M)

12% more funds holding

Funds holding: 1719 (+2)

33% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 6

Holders
19
Holders Change
+2
Holders Change %
+11.76%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
4
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1IA
1
1834 Investment Advisors
Wisconsin
$2.16M -$1.18K -50 -0.1%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.73M +$1.01M +42,998 +137%
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$703K +$19.3K +819 +3%
Ameriprise
4
Ameriprise
Minnesota
$673K -$136K -5,758 -16%
AIG
5
American International Group
New York
$603K +$53.3K +2,259 +9%
VFS
6
VSR Financial Services
Kansas
$439K +$4.06K +172 +0.9%
Jane Street
7
Jane Street
New York
$400K +$412K +17,473 New
Simplex Trading
8
Simplex Trading
Illinois
$289K +$412K +17,463 New
Bank of America
9
Bank of America
North Carolina
$183K +$189K +8,000 New
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
$182K -$1.06K -45 -0.6%
WRM
11
Westport Resources Management
Connecticut
$45K -$16.5K -700 -26%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$36K
LIA
13
LS Investment Advisors
Michigan
$17K
Wells Fargo
14
Wells Fargo
California
$7K -$5.92K -251 -46%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$6K -$9.44K -400 -62%
NFG
16
Next Financial Group
Texas
$6K +$6.25K +265 New
Creative Planning
17
Creative Planning
Kansas
$5K
BRWA
18
B. Riley Wealth Advisors
Florida
$5 +$4.72K +200 New
Stifel Financial
19
Stifel Financial
Missouri
-$207K -8,527 Closed
Deutsche Bank
20
Deutsche Bank
Germany
-$156K -6,452 Closed
MFS
21
MSI Financial Services
Massachusetts
-$4K -185 Closed
W
22
Wealthfront
California
-$1K -30 Closed
Parallax Volatility Advisers
23
Parallax Volatility Advisers
California
+$24 +1 New

BDCS Hedge Fund Activity: Q4 2014 in Review

19 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) for Q4 2014, worth a combined $7.49M — up 17% from $6.42M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new BDCS positions and 4 closed out — a net gain of 2 holders — while 4 added to existing stakes and 6 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $1.01M. The largest seller was Stifel Financial, exiting entirely with an estimated $207K sold.

  • 19 institutional investors held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) as of Q4 2014, up from 17 in Q3 2014.
  • Funds reported $7.49M of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com stock for Q4 2014, up 17% quarter-over-quarter.
  • 6 funds opened new UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com positions in Q4 2014 and 4 closed out, a net change of +2 holders.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com buyer in Q4 2014 was Ladenburg Thalmann Financial Services, an estimated $1.01M added.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com seller in Q4 2014 was Stifel Financial, an estimated $207K sold.

Based on aggregated 13F filings for Q4 2014.