Westport Resources Management’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Westport Resources Management’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-250	Closed	-$5K	–	973
2015 Q3	$5K	Sell	250 -600	-71%	-$12.8K	﹤0.01%	820
2015 Q2	$19K	Sell	850 -500	-37%	-$11.5K	0.01%	656
2015 Q1	$32K	Sell	1,350 -600	-31%	-$13.8K	0.01%	603
2014 Q4	$45K	Sell	1,950 -700	-26%	-$16.5K	0.01%	569
2014 Q3	$64K	Buy	2,650 +2,300	+657%	+$58.7K	0.02%	503
2014 Q2	$9K	Buy	350 +200	+133%	+$5.05K	﹤0.01%	897
2014 Q1	$4K	Buy	+150	New	+$3.97K	﹤0.01%	1018

Other funds holding BDCS

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

ICOA

Investment Centers of America Bismarck, North Dakota $712K AUM 15.54% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

1IA

1834 Investment Advisors Milwaukee, Wisconsin $801M AUM 18.16% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

Westport Resources Management's BDCS Position: Q4 2015 in Review

Westport Resources Management sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q4 2015, closing a stake of 250 shares — an estimated $5K sold.

Westport Resources Management first reported a position in BDCS in Q1 2014 and held it in 7 quarters. The position peaked at $64K in Q3 2014. 24 funds tracked by Wall St. Rank hold BDCS as of Q4 2015.

Westport Resources Management reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q4 2015 after selling out during the quarter.
Westport Resources Management sold 250 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q4 2015, an estimated $5K.
Westport Resources Management first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q1 2014 and held it in 7 quarters.
Westport Resources Management's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $64K in Q3 2014.
24 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q4 2015.

Based on Westport Resources Management's 13F filing for Q4 2015, filed 2 Feb 2016.