CFA
BDCS

Carroll Financial Associates’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Carroll Financial Associates’s Portfolio BDCS Stock Details BDCS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q2 		– Sell
-31,040
Closed -$633K – 1300
2016
Q1 		$633K Buy
31,040
+18,540
+148% +$350K 0.12% 111
2015
Q4 		$253K Buy
12,500
+3,140
+34% +$64.3K 0.05% 183
2015
Q3 		$189K Buy
+9,360
New +$200K 0.04% 203

Other funds holding BDCS

MFP
Mosaic Financial Partners San Francisco, California $152M AUM 1.45% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 15.54% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
1IA
1834 Investment Advisors Milwaukee, Wisconsin $801M AUM 18.16% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Carroll Financial Associates's BDCS Position: Q2 2016 in Review

Carroll Financial Associates sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q2 2016, closing a stake of 31,040 shares — an estimated $633K sold.

Carroll Financial Associates first reported a position in BDCS in Q3 2015 and held it in 3 quarters. The position peaked at $633K in Q1 2016. 19 funds tracked by Wall St. Rank hold BDCS as of Q2 2016.

  • Carroll Financial Associates reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q2 2016 after selling out during the quarter.
  • Carroll Financial Associates sold 31,040 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q2 2016, an estimated $633K.
  • Carroll Financial Associates first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q3 2015 and held it in 3 quarters.
  • Carroll Financial Associates's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $633K in Q1 2016.
  • 19 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q2 2016.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.