We are live on ! Find out more
BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

Delisted

BDCS was delisted on the 25th of November, 2020.

21 hedge funds and large institutions have $9.09M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more capital invested

Capital invested by funds: $9.05M → $9.09M (+$42K)

13% less funds holding

Funds holding: 2421 (-3)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
21
Holders Change
-3
Holders Change %
-12.5%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MFP
1
Mosaic Financial Partners
California
$2.08M +$1.92M +101,840 New
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.57M -$362K -19,189 -20%
ICOA
3
Investment Centers of America
North Dakota
$1.32M -$13.2K -702 -1%
Ameriprise
4
Ameriprise
Minnesota
$783K -$31K -1,644 -4%
CFA
5
Carroll Financial Associates
North Carolina
$633K +$350K +18,540 +148%
AIG
6
American International Group
New York
$482K +$14.1K +746 +3%
VFS
7
VSR Financial Services
Kansas
$406K -$74.4K -3,946 -17%
CAN
8
Cetera Advisor Networks
California
$361K +$142K +7,520 +74%
1IA
9
1834 Investment Advisors
Wisconsin
$300K -$39.8K -2,110 -13%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$297K +$603 +32 +0.2%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$249K -$24.6K -1,306 -10%
LPL Financial
12
LPL Financial
California
$221K +$205K +10,867 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$191K -$1.42M -75,180 -89%
Thrivent Financial for Lutherans
14
Thrivent Financial for Lutherans
Minnesota
$96K
Morgan Stanley
15
Morgan Stanley
New York
$45K +$9.99K +530 +32%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$32K
MFS
17
MSI Financial Services
Massachusetts
$17K -$2.56K -136 -14%
AAM
18
Advisors Asset Management
Colorado
$5K
NFG
19
Next Financial Group
Texas
$5K
IA
20
IFP Advisors
Florida
$2K -$25.1K -1,329 -94%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
-$228K -11,228 Closed
Jane Street
22
Jane Street
New York
-$213K -10,498 Closed
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
-$151K -7,468 Closed
MCM
24
McKinley Capital Management
Alaska
-$25K -1,224 Closed
CFN
25
Cordasco Financial Network
Florida
-$5K -254 Closed

BDCS Hedge Fund Activity: Q1 2016 in Review

21 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) for Q1 2016, worth a combined $9.09M — up 0.46% from $9.05M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of BDCS and 2 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 5 added.

The largest buyer was Mosaic Financial Partners, opening a new position worth an estimated $1.92M. The largest seller was Royal Bank of Canada, cutting an estimated $1.42M.

  • 21 institutional investors held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) as of Q1 2016, down from 24 in Q4 2015.
  • Funds reported $9.09M of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com stock for Q1 2016, up 0.46% quarter-over-quarter.
  • 2 funds opened new UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com positions in Q1 2016 and 5 closed out, a net change of -3 holders.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com buyer in Q1 2016 was Mosaic Financial Partners, an estimated $1.92M added.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com seller in Q1 2016 was Royal Bank of Canada, an estimated $1.42M sold.

Based on aggregated 13F filings for Q1 2016.