BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

BDCS

Market cap $27M

Delisted

BDCS was delisted on the 25th of November, 2020.

19 hedge funds and large institutions have $8.95M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2016 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 5 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

-2

Holders Change %

-9.52%

% of All Funds

0.51%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

$1K

Net Calls

-$1K

Net Calls Change

-$1K

Top Buyers

1	PCP 1 Proficio Capital Partners Newton, Massachusetts	$874K
2	AG 2 Advisor Group Phoenix, Arizona	$477K
3	3 Ameriprise Minneapolis, Minnesota	$1.09M
4	ASN 4 Advisory Services Network Atlanta, Georgia	$139K
5	LTFS 5 Ladenburg Thalmann Financial Services Miami, Florida	$1.73M

Top Sellers

1	CFA 1 Carroll Financial Associates Charlotte, North Carolina	$0
2	AIG 2 American International Group New York	$0
3	CAN 3 Cetera Advisor Networks El Segundo, California	$0
4	MFP 4 Mosaic Financial Partners San Francisco, California	$1.77M
5	5 LPL Financial San Diego, California	$0

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	MFP 1 Mosaic Financial Partners San Francisco, California	$1.77M	84,906	-16,934	-17%
2	LTFS 2 Ladenburg Thalmann Financial Services Miami, Florida	$1.73M	83,761	+4,733	+6%
3	ICOA 3 Investment Centers of America Bismarck, North Dakota	$1.42M	67,477	+2,962	+5%
4	4 Ameriprise Minneapolis, Minnesota	$1.09M	52,175	+13,815	+36%
5	PCP 5 Proficio Capital Partners Newton, Massachusetts	$874K	40,855	+40,855	New
6	AG 6 Advisor Group Phoenix, Arizona	$477K	22,925	+22,925	New
7	VFS 7 VSR Financial Services Overland Park, Kansas	$352K	16,877	-3,039	-15%
8	8 Cambridge Investment Research Advisors Fairfield, Iowa	$302K	14,493	-52	-0.4%
9	1IA 9 1834 Investment Advisors Milwaukee, Wisconsin	$284K	13,600	-1,100	-7%
10	10 Envestnet Asset Management Chicago, Illinois	$239K	11,455	-736	-6%
11	ASN 11 Advisory Services Network Atlanta, Georgia	$139K	6,645	+6,645	New
12	12 Thrivent Financial for Lutherans Minneapolis, Minnesota	$100K	4,718	-60	-1%
13	13 PNC Financial Services Group Pittsburgh, Pennsylvania	$68K	3,292	+1,750	+113%
14	IA 14 IFP Advisors Tampa, Florida	$46K	2,221	+2,138	+2,576%
15	15 Morgan Stanley New York	$29K	1,411	-780	-36%
16	MFS 16 MSI Financial Services Springfield, Massachusetts	$20K	949	+120	+14%
17	AAM 17 Advisors Asset Management Monument, Colorado	$5K	240	–	–
18	NFG 18 Next Financial Group Houston, Texas	$5K	265	–	–
19	CFA 19 Carroll Financial Associates Charlotte, North Carolina	–	–	-31,040	Closed
20	AIG 20 American International Group New York	–	–	-23,587	Closed
21	CAN 21 Cetera Advisor Networks El Segundo, California	–	–	-17,725	Closed
22	22 LPL Financial San Diego, California	–	–	-10,867	Closed
23	23 Royal Bank of Canada Toronto, Ontario, Canada	–	–	-9,349	Closed
24	24 Parallax Volatility Advisers San Francisco, California	$0	1	–	–
25	25 Simplex Trading Chicago, Illinois	–	–	–	–