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BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

Delisted

BDCS was delisted on the 25th of November, 2020.

19 hedge funds and large institutions have $8.95M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2016 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $9.09M → $8.95M (-$144K)

10% less funds holding

Funds holding: 2119 (-2)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1K

Holders
19
Holders Change
-2
Holders Change %
-9.52%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
6
Reduced
7
Closed
5
Calls
Puts
$1K
Net Calls
-$1K
Net Calls Change
-$1K
Name Holding Trade Value Shares
Change
Change in
Stake
MFP
1
Mosaic Financial Partners
California
$1.77M -$344K -16,934 -17%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.73M +$96.1K +4,733 +6%
ICOA
3
Investment Centers of America
North Dakota
$1.42M +$60.2K +2,962 +5%
Ameriprise
4
Ameriprise
Minnesota
$1.09M +$281K +13,815 +36%
PCP
5
Proficio Capital Partners
Massachusetts
$874K +$830K +40,855 New
AG
6
Advisor Group
Arizona
$477K +$466K +22,925 New
VFS
7
VSR Financial Services
Kansas
$352K -$61.7K -3,039 -15%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$302K -$1.06K -52 -0.4%
1IA
9
1834 Investment Advisors
Wisconsin
$284K -$22.3K -1,100 -7%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$239K -$14.9K -736 -6%
ASN
11
Advisory Services Network
Georgia
$139K +$135K +6,645 New
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$100K -$1.22K -60 -1%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$68K +$35.5K +1,750 +113%
IA
14
IFP Advisors
Florida
$46K +$43.4K +2,138 +2,576%
Morgan Stanley
15
Morgan Stanley
New York
$29K -$15.8K -780 -36%
MFS
16
MSI Financial Services
Massachusetts
$20K +$2.44K +120 +14%
AAM
17
Advisors Asset Management
Colorado
$5K
NFG
18
Next Financial Group
Texas
$5K
CFA
19
Carroll Financial Associates
North Carolina
-$633K -31,040 Closed
AIG
20
American International Group
New York
-$482K -23,587 Closed
CAN
21
Cetera Advisor Networks
California
-$361K -17,725 Closed
LPL Financial
22
LPL Financial
California
-$221K -10,867 Closed
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
-$191K -9,349 Closed

BDCS Hedge Fund Activity: Q2 2016 in Review

19 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) for Q2 2016, worth a combined $8.95M — down 1.6% from $9.09M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of BDCS and 3 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 6 added.

The largest buyer was Proficio Capital Partners, opening a new position worth an estimated $830K. The largest seller was Carroll Financial Associates, exiting entirely with an estimated $633K sold.

  • 19 institutional investors held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) as of Q2 2016, down from 21 in Q1 2016.
  • Funds reported $8.95M of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com stock for Q2 2016, down 1.6% quarter-over-quarter.
  • 3 funds opened new UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com positions in Q2 2016 and 5 closed out, a net change of -2 holders.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com buyer in Q2 2016 was Proficio Capital Partners, an estimated $830K added.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com seller in Q2 2016 was Carroll Financial Associates, an estimated $633K sold.

Based on aggregated 13F filings for Q2 2016.