BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

BDCS

Market cap $27M

Delisted

BDCS was delisted on the 25th of November, 2020.

36 hedge funds and large institutions have $24.1M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 4 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

Holders Change %

+5.88%

% of All Funds

0.78%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	1 Ameriprise Minneapolis, Minnesota	$11.4M
2	LTFS 2 Ladenburg Thalmann Financial Services Miami, Florida	$3.34M
3	3 Stifel Financial St. Louis, Missouri	$408K
4	4 Morgan Stanley New York	$202K
5	SAS 5 Stelac Advisory Services New York	$159K

Top Sellers

1	AG 1 Advisor Group Phoenix, Arizona	$547K
2	2 Wells Fargo San Francisco, California	$270K
3	EGA 3 Eagle Global Advisors Houston, Texas	$0
4	RJFSA 4 Raymond James Financial Services Advisors St. Petersburg, Florida	$0
5	5 Citadel Advisors Miami, Florida	$0

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 Ameriprise Minneapolis, Minnesota	$11.4M	580,118	+31,749	+6%
2	LTFS 2 Ladenburg Thalmann Financial Services Miami, Florida	$3.34M	169,465	+25,901	+18%
3	CFGS 3 Concourse Financial Group Securities Birmingham, Alabama	$1.11M	56,341	+2,584	+5%
4	CFG 4 Cooper Financial Group Irvine, California	$808K	41,034	+2,524	+7%
5	RT 5 Rockland Trust Hanover, Massachusetts	$604K	30,684	-658	-2%
6	HH 6 Hilltop Holdings Dallas, Texas	$556K	28,260	-229	-0.8%
7	AG 7 Advisor Group Phoenix, Arizona	$547K	27,737	-53,141	-66%
8	HIS 8 Harvest Investment Services Oakbrook Terrace, Illinois	$507K	25,588	-726	-3%
9	9 MML Investors Services Springfield, Massachusetts	$497K	25,249	-6,020	-19%
10	SIS 10 Sound Income Strategies Ft Lauderdale, Florida	$439K	22,281	+3,786	+20%
11	11 Stifel Financial St. Louis, Missouri	$408K	20,684	+20,684	New
12	12 Envestnet Asset Management Chicago, Illinois	$370K	18,811	+3,862	+26%
13	FHA 13 Flagship Harbor Advisors Boston, Massachusetts	$341K	17,337	-1,976	-10%
14	ASN 14 Advisory Services Network Atlanta, Georgia	$331K	16,824	+2,385	+17%
15	RIA 15 Regal Investment Advisors Kentwood, Michigan	$299K	15,172	+54	+0.4%
16	16 Wells Fargo San Francisco, California	$270K	13,730	-44,572	-76%
17	17 Thrivent Financial for Lutherans Minneapolis, Minnesota	$256K	13,009	-431	-3%
18	18 Susquehanna International Group Bala Cynwyd, Pennsylvania	$246K	12,472	-852	-6%
19	1IA 19 1834 Investment Advisors Milwaukee, Wisconsin	$244K	12,364	-1,075	-8%
20	SPC 20 Sigma Planning Corp Ann Arbor, Michigan	$241K	12,240	–	–
21	SKK 21 Shepherd Kaplan Krochuk Boston, Massachusetts	$239K	12,142	–	–
22	P 22 &Partners Nashville, Tennessee	$236K	11,972	-2,621	-18%
23	23 Commonwealth Equity Services Waltham, Massachusetts	$231K	11,778	+425	+4%
24	24 Morgan Stanley New York	$202K	10,271	+9,626	+1,492%
25	SAS 25 Stelac Advisory Services New York	$159K	9,000	+9,000	New