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BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS

Delisted

BDCS was delisted on the 25th of November, 2020.

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30 hedge funds and large institutions have $30.1M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2019 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

25% more capital invested

Capital invested by funds: $24.1M → $30.1M (+$6M)

17% less funds holding

Funds holding: 36 → 30 (-6)

80% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 5

Holders
30
Holders Change
-6
Holders Change %
-16.67%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
13
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Natixis Advisors
Natixis Advisors
Massachusetts
+$3.91M
2
AG
Advisor Group
Arizona
+$1.38M
3
SIS
Sound Income Strategies
Florida
+$415K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$407K
5
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$237K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$246K
2
SKK
Shepherd Kaplan Krochuk
Massachusetts
-$239K
3
Ameriprise
Ameriprise
Minnesota
-$159K
4
SAS
Stelac Advisory Services
New York
-$159K
5
HH
Hilltop Holdings
Texas
-$136K
Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$11.4M -$159K -8,052 -1%
Natixis Advisors
2
Natixis Advisors
Massachusetts
$3.94M +$3.91M +197,927 New
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$3.79M +$407K +20,593 +12%
AG
4
Advisor Group
Arizona
$1.94M +$1.38M +69,620 +251%
CFGS
5
Concourse Financial Group Securities
Alabama
$1.1M -$25.1K -1,271 -2%
CFG
6
Cooper Financial Group
California
$878K +$60.6K +3,065 +7%
SIS
7
Sound Income Strategies
Florida
$862K +$415K +21,000 +94%
RT
8
Rockland Trust
Massachusetts
$730K +$118K +5,973 +19%
HIS
9
Harvest Investment Services
Illinois
$509K -$949 -48 -0.2%
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
$498K +$237K +12,000 +92%
Stifel Financial
11
Stifel Financial
Missouri
$466K +$53.1K +2,688 +13%
MML Investors Services
12
MML Investors Services
Massachusetts
$444K -$58.8K -2,975 -12%
HH
13
Hilltop Holdings
Texas
$426K -$136K -6,857 -24%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$385K +$9.85K +498 +3%
ASN
15
Advisory Services Network
Georgia
$356K +$21.7K +1,096 +7%
FHA
16
Flagship Harbor Advisors
Massachusetts
$343K -$1.52K -77 -0.4%
Wells Fargo
17
Wells Fargo
California
$340K +$66.4K +3,359 +24%
RIA
18
Regal Investment Advisors
Michigan
$308K +$5.5K +278 +2%
Morgan Stanley
19
Morgan Stanley
New York
$266K +$61.5K +3,109 +30%
1IA
20
1834 Investment Advisors
Wisconsin
$246K – – –
SPC
21
Sigma Planning Corp
Michigan
$244K – – –
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$236K +$1.64K +83 +0.7%
P
23
&Partners
Tennessee
$234K -$4.84K -245 -2%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$83K – – –
CIAS
25
Capital Investment Advisory Services
North Carolina
$39K – – –
1
2

BDCS Hedge Fund Activity: Q2 2019 in Review

30 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) for Q2 2019, worth a combined $30.1M — up 25% from $24.1M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of BDCS and 1 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 13 added.

The largest buyer was Natixis Advisors, opening a new position worth an estimated $3.91M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $246K sold.

  • 30 institutional investors held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) as of Q2 2019, down from 36 in Q1 2019.
  • Funds reported $30.1M of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com stock for Q2 2019, up 25% quarter-over-quarter.
  • 1 fund opened new UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com positions in Q2 2019 and 5 closed out, a net change of -4 holders.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com buyer in Q2 2019 was Natixis Advisors, an estimated $3.91M added.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com seller in Q2 2019 was Susquehanna International Group, an estimated $246K sold.

Based on aggregated 13F filings for Q2 2019.