Thrivent Financial for Lutherans’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Thrivent Financial for Lutherans’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-12,334	Closed	-$252K	–	2334
2019 Q4	$252K	Sell	12,334 -13,800	-53%	-$275K	﹤0.01%	2113
2019 Q3	$527K	Buy	26,134 +1,125	+4%	+$22.3K	﹤0.01%	1809
2019 Q2	$498K	Buy	25,009 +12,000	+92%	+$237K	﹤0.01%	1828
2019 Q1	$256K	Sell	13,009 -431	-3%	-$8.34K	﹤0.01%	2048
2018 Q4	$278K	Hold	13,440	–	–	﹤0.01%	1830
2018 Q3	$278K	Hold	13,440	–	–	﹤0.01%	1900
2018 Q2	$273K	Hold	13,440	–	–	﹤0.01%	1913
2018 Q1	$266K	Buy	+13,440	New	+$267K	﹤0.01%	1898
2017 Q4	–	Sell	-6,989	Closed	-$154K	–	2443
2017 Q3	$154K	Buy	6,989 +413	+6%	+$9K	﹤0.01%	1907
2017 Q2	$149K	Buy	6,576 +4,730	+256%	+$108K	﹤0.01%	1879
2017 Q1	$43K	Hold	1,846	–	–	﹤0.01%	1896
2016 Q4	$43K	Sell	1,846 -2,872	-61%	-$62.8K	﹤0.01%	1882
2016 Q3	$104K	Hold	4,718	–	–	﹤0.01%	1876
2016 Q2	$100K	Sell	4,718 -60	-1%	-$1.22K	﹤0.01%	1869
2016 Q1	$96K	Hold	4,778	–	–	﹤0.01%	1837
2015 Q4	$97K	Sell	4,778 -500	-9%	-$10.2K	﹤0.01%	1831
2015 Q3	$108K	Buy	5,278 +360	+7%	+$7.69K	﹤0.01%	1694
2015 Q2	$109K	Sell	4,918 -2,937	-37%	-$67.8K	﹤0.01%	1678
2015 Q1	$186K	Hold	7,855	–	–	﹤0.01%	1614
2014 Q4	$182K	Sell	7,855 -45	-0.6%	-$1.06K	﹤0.01%	1626
2014 Q3	$187K	Hold	7,900	–	–	﹤0.01%	1616
2014 Q2	$209K	Buy	+7,900	New	+$199K	﹤0.01%	1615

Other funds holding BDCS

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Thrivent Financial for Lutherans's BDCS Position: Q1 2020 in Review

Thrivent Financial for Lutherans sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q1 2020, closing a stake of 12,334 shares — an estimated $252K sold.

Thrivent Financial for Lutherans first reported a position in BDCS in Q2 2014 and held it in 22 quarters. The position peaked at $527K in Q3 2019. 25 funds tracked by Wall St. Rank hold BDCS as of Q1 2020.

Thrivent Financial for Lutherans reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q1 2020 after selling out during the quarter.
Thrivent Financial for Lutherans sold 12,334 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q1 2020, an estimated $252K.
Thrivent Financial for Lutherans first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2014 and held it in 22 quarters.
Thrivent Financial for Lutherans's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $527K in Q3 2019.
25 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q1 2020.

Based on Thrivent Financial for Lutherans's 13F filing for Q1 2020, filed 15 May 2020.