BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

BDCS

Market cap $27M

Delisted

BDCS was delisted on the 25th of November, 2020.

28 hedge funds and large institutions have $20.6M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2018 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 7 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

-2

Holders Change %

-6.67%

% of All Funds

0.64%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	1 Ameriprise Minneapolis, Minnesota	$9.82M
2	2 Jane Street New York	$707K
3	3 Susquehanna International Group Bala Cynwyd, Pennsylvania	$667K
4	HH 4 Hilltop Holdings Dallas, Texas	$457K
5	5 Royal Bank of Canada Toronto, Ontario, Canada	$1.09M

Top Sellers

1	MFP 1 Mosaic Financial Partners San Francisco, California	$0
2	RCM 2 Rivernorth Capital Management West Palm Beach, Florida	$0
3	3 Wells Fargo San Francisco, California	$1.02M
4	CAS 4 Cue Advisory Services Phoenix, Arizona	$0
5	LTFS 5 Ladenburg Thalmann Financial Services Miami, Florida	$2.47M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 Ameriprise Minneapolis, Minnesota	$9.82M	495,982	+318,923	+180%
2	LTFS 2 Ladenburg Thalmann Financial Services Miami, Florida	$2.47M	125,085	-32,016	-20%
3	3 Royal Bank of Canada Toronto, Ontario, Canada	$1.09M	55,102	+17,136	+45%
4	4 Wells Fargo San Francisco, California	$1.02M	51,258	-38,990	-43%
5	5 Jane Street New York	$707K	35,721	+35,721	New
6	6 Susquehanna International Group Bala Cynwyd, Pennsylvania	$667K	33,699	+33,699	New
7	RJFSA 7 Raymond James Financial Services Advisors St. Petersburg, Florida	$621K	31,362	+14,687	+88%
8	8 MML Investors Services Springfield, Massachusetts	$501K	25,342	+8,925	+54%
9	AG 9 Advisor Group Phoenix, Arizona	$484K	24,445	+3,348	+16%
10	FHA 10 Flagship Harbor Advisors Boston, Massachusetts	$471K	24,171	-534	-2%
11	HH 11 Hilltop Holdings Dallas, Texas	$457K	23,113	+23,113	New
12	1IA 12 1834 Investment Advisors Milwaukee, Wisconsin	$320K	16,134	+5,268	+48%
13	ASN 13 Advisory Services Network Atlanta, Georgia	$271K	13,705	+148	+1%
14	14 Thrivent Financial for Lutherans Minneapolis, Minnesota	$266K	13,440	+13,440	New
15	15 Commonwealth Equity Services Waltham, Massachusetts	$243K	12,311	-775	-6%
16	SPC 16 Sigma Planning Corp Ann Arbor, Michigan	$242K	12,240	+1,740	+17%
17	SAS 17 Stelac Advisory Services New York	$222K	11,240	+11,240	New
18	RIA 18 Regal Investment Advisors Kentwood, Michigan	$217K	10,982	+635	+6%
19	RJA 19 Raymond James & Associates St Petersburg, Florida	$201K	10,161	+8	+0.1%
20	SIS 20 Sound Income Strategies Ft Lauderdale, Florida	$179K	9,020	+270	+3%
21	APA 21 American Portfolios Advisors Holbrook, New York	$45.6K	2,304	-8,653	-79%
22	IA 22 IFP Advisors Tampa, Florida	$31K	1,512	–	–
23	23 PNC Financial Services Group Pittsburgh, Pennsylvania	$30K	1,542	–	–
24	24 Morgan Stanley New York	$13K	645	-26,456	-98%
25	ME 25 McIlrath & Eck Arlington, Washington	$12K	600	–	–