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BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

Delisted

BDCS was delisted on the 25th of November, 2020.

22 hedge funds and large institutions have $10.4M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

16% more funds holding

Funds holding: 1922 (+3)

16% more capital invested

Capital invested by funds: $8.95M → $10.4M (+$1.41M)

Holders
22
Holders Change
+3
Holders Change %
+15.79%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
6
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$2.06M +$204K +9,408 +11%
MFP
2
Mosaic Financial Partners
California
$1.81M -$64.3K -2,970 -3%
ICOA
3
Investment Centers of America
North Dakota
$1.5M +$6.83K +315 +0.5%
Ameriprise
4
Ameriprise
Minnesota
$1.22M +$82.3K +3,800 +7%
WA
5
WESPAC Advisors
California
$1.08M +$1.07M +49,168 New
PCP
6
Proficio Capital Partners
Massachusetts
$909K +$6.93K +320 +0.8%
AG
7
Advisor Group
Arizona
$514K +$7.78K +359 +2%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$318K -$1.41K -65 -0.4%
1IA
9
1834 Investment Advisors
Wisconsin
$267K -$32.5K -1,500 -11%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$245K -$7.8K -360 -3%
ASN
11
Advisory Services Network
Georgia
$111K -$35.4K -1,633 -25%
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$104K
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$72K
IA
14
IFP Advisors
Florida
$50K +$975 +45 +2%
Morgan Stanley
15
Morgan Stanley
New York
$35K +$3.94K +182 +13%
MCM
16
McKinley Capital Management
Alaska
$19K +$18.5K +854 New
MFS
17
MSI Financial Services
Massachusetts
$15K -$5.55K -256 -27%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$10K +$9.88K +456 New
NFG
19
Next Financial Group
Texas
$6K
AAM
20
Advisors Asset Management
Colorado
$5K
Wells Fargo
21
Wells Fargo
California
+$22 +1 New

BDCS Hedge Fund Activity: Q3 2016 in Review

22 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) for Q3 2016, worth a combined $10.4M — up 16% from $8.95M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new BDCS positions and 0 closed out — a net gain of 4 holders — while 7 added to existing stakes and 6 trimmed.

The largest buyer was WESPAC Advisors, opening a new position worth an estimated $1.07M. The largest seller was Mosaic Financial Partners, cutting an estimated $64.3K.

  • 22 institutional investors held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) as of Q3 2016, up from 19 in Q2 2016.
  • Funds reported $10.4M of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com stock for Q3 2016, up 16% quarter-over-quarter.
  • 4 funds opened new UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com positions in Q3 2016 and 0 closed out, a net change of +4 holders.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com buyer in Q3 2016 was WESPAC Advisors, an estimated $1.07M added.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com seller in Q3 2016 was Mosaic Financial Partners, an estimated $64.3K sold.

Based on aggregated 13F filings for Q3 2016.