BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

BDCS

Market cap $27M

Delisted

BDCS was delisted on the 25th of November, 2020.

25 hedge funds and large institutions have $7.97M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 1 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

Holders Change %

+31.58%

% of All Funds

0.7%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	1 Royal Bank of Canada Toronto, Ontario, Canada	$783K
2	2 Jane Street New York	$362K
3	LTFS 3 Ladenburg Thalmann Financial Services Miami, Florida	$2.07M
4	4 Cambridge Investment Research Advisors Fairfield, Iowa	$282K
5	MFP 5 Mosaic Financial Partners San Francisco, California	$231K

Top Sellers

1	1 Janney Montgomery Scott Philadelphia, Pennsylvania	$0
2	2 Bank of Montreal Toronto, Ontario, Canada	$171K
3	AIG 3 American International Group New York	$451K
4	VFS 4 VSR Financial Services Overland Park, Kansas	$594K
5	5 Ameriprise Minneapolis, Minnesota	$707K

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	LTFS 1 Ladenburg Thalmann Financial Services Miami, Florida	$2.07M	101,188	+16,299	+19%
2	ICOA 2 Investment Centers of America Bismarck, North Dakota	$1.27M	63,576	+2,188	+4%
3	3 Royal Bank of Canada Toronto, Ontario, Canada	$783K	39,379	+30,929	+366%
4	4 Ameriprise Minneapolis, Minnesota	$707K	35,549	-1,835	-5%
5	VFS 5 VSR Financial Services Overland Park, Kansas	$594K	29,880	-4,808	-14%
6	AIG 6 American International Group New York	$451K	22,705	-5,455	-19%
7	1IA 7 1834 Investment Advisors Milwaukee, Wisconsin	$422K	21,210	+1,900	+10%
8	8 Jane Street New York	$362K	18,212	+18,212	New
9	9 Cambridge Investment Research Advisors Fairfield, Iowa	$282K	14,191	+14,191	New
10	MFP 10 Mosaic Financial Partners San Francisco, California	$231K	11,638	+11,638	New
11	11 Envestnet Asset Management Chicago, Illinois	$230K	11,579	+2,050	+22%
12	CFA 12 Carroll Financial Associates Charlotte, North Carolina	$189K	9,360	+9,360	New
13	13 Bank of Montreal Toronto, Ontario, Canada	$171K	8,623	-6,819	-44%
14	14 Thrivent Financial for Lutherans Minneapolis, Minnesota	$108K	5,278	+360	+7%
15	15 PNC Financial Services Group Pittsburgh, Pennsylvania	$30K	1,542	–	–
16	16 Bank of America Charlotte, North Carolina	$24K	1,200	+1,200	New
17	MFS 17 MSI Financial Services Springfield, Massachusetts	$19K	965	–	–
18	LIA 18 LS Investment Advisors Bloomfield Hills, Michigan	$15K	760	–	–
19	19 Creative Planning Overland Park, Kansas	$6K	300	+300	New
20	WRM 20 Westport Resources Management Westport, Connecticut	$5K	250	-600	-71%
21	CFN 21 Cordasco Financial Network Naples, Florida	$5K	254	–	–
22	NFG 22 Next Financial Group Houston, Texas	$5K	265	–	–
23	AAM 23 Advisors Asset Management Monument, Colorado	$5K	240	+240	New
24	24 Janney Montgomery Scott Philadelphia, Pennsylvania	–	–	-9,540	Closed
25	25 Wells Fargo San Francisco, California	$0	1	-900	-100%