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BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

Delisted

BDCS was delisted on the 25th of November, 2020.

28 hedge funds and large institutions have $18M invested in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

0% more funds holding

Funds holding: 2828 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

6% less capital invested

Capital invested by funds: $19.2M → $18M (-$1.22M)

Holders
28
Holders Change
Holders Change %
0%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
11
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$4.22M +$248K +11,388 +6%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$3.5M +$925K +42,427 +36%
Wells Fargo
3
Wells Fargo
California
$1.78M +$114K +5,241 +7%
MFP
4
Mosaic Financial Partners
California
$1.72M +$43.1K +1,977 +3%
PCP
5
Proficio Capital Partners
Massachusetts
$1.07M -$146K -6,690 -12%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.01M +$869K +39,891 +653%
CAS
7
Cue Advisory Services
Arizona
$658K -$10.9K -500 -2%
FHA
8
Flagship Harbor Advisors
Massachusetts
$628K -$49.8K -2,286 -7%
PAG
9
Private Advisor Group
New Jersey
$527K +$153K +7,000 +41%
AG
10
Advisor Group
Arizona
$511K +$5.12K +235 +1%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$303K -$3.77K -173 -1%
ASN
12
Advisory Services Network
Georgia
$283K +$102K +4,675 +57%
ICOA
13
Investment Centers of America
North Dakota
$260K +$16K +733 +7%
1IA
14
1834 Investment Advisors
Wisconsin
$259K +$12.8K +586 +5%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$244K -$54.9K -2,519 -18%
MML Investors Services
16
MML Investors Services
Massachusetts
$224K +$223K +10,213 New
RIA
17
Regal Investment Advisors
Michigan
$206K +$204K +9,381 New
RJA
18
Raymond James & Associates
Florida
$203K +$202K +9,253 New
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$154K +$9K +413 +6%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$72K
BF
21
BOK Financial
Oklahoma
$62K +$61.7K +2,830 New
IA
22
IFP Advisors
Florida
$33K -$2.35K -108 -7%
Morgan Stanley
23
Morgan Stanley
New York
$15K -$14.2K -650 -50%
GRP
24
Global Retirement Partners
California
$12K -$5.28K -242 -31%
MCM
25
McKinley Capital Management
Alaska
$8K

BDCS Hedge Fund Activity: Q3 2017 in Review

28 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) for Q3 2017, worth a combined $18M — down 6.4% from $19.2M a quarter earlier.

Fund positioning in BDCS was balanced in Q3 2017: 4 funds opened new positions, 4 closed out, 11 added to existing stakes and 8 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $925K. The largest seller was SII Investments, exiting entirely with an estimated $2.3M sold.

  • 28 institutional investors held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $18M of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com stock for Q3 2017, down 6.4% quarter-over-quarter.
  • 4 funds opened new UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com positions in Q3 2017 and 4 closed out, a net change of 0 holders.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com buyer in Q3 2017 was Ladenburg Thalmann Financial Services, an estimated $925K added.
  • The largest UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com seller in Q3 2017 was SII Investments, an estimated $2.3M sold.

Based on aggregated 13F filings for Q3 2017.