Proficio Capital Partners’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Proficio Capital Partners’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-48,810	Closed	-$1.07M	–	1375
2017 Q3	$1.07M	Sell	48,810 -6,690	-12%	-$146K	0.43%	50
2017 Q2	$1.24M	Sell	55,500 -380	-0.7%	-$8.69K	0.51%	42
2017 Q1	$1.26M	Buy	55,880 +13,555	+32%	+$314K	0.55%	46
2016 Q4	$960K	Buy	42,325 +1,150	+3%	+$25.1K	0.41%	54
2016 Q3	$909K	Buy	41,175 +320	+0.8%	+$6.93K	0.52%	56
2016 Q2	$874K	Buy	+40,855	New	+$830K	0.55%	55

Other funds holding BDCS

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MFP

Mosaic Financial Partners San Francisco, California $152M AUM 1.45% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CAS

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Proficio Capital Partners's BDCS Position: Q4 2017 in Review

Proficio Capital Partners sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q4 2017, closing a stake of 48,810 shares — an estimated $1.07M sold.

Proficio Capital Partners first reported a position in BDCS in Q2 2016 and held it in 6 quarters. The position peaked at $1.26M in Q1 2017. 30 funds tracked by Wall St. Rank hold BDCS as of Q4 2017.

Proficio Capital Partners reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q4 2017 after selling out during the quarter.
Proficio Capital Partners sold 48,810 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q4 2017, an estimated $1.07M.
Proficio Capital Partners first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016 and held it in 6 quarters.
Proficio Capital Partners's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $1.26M in Q1 2017.
30 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q4 2017.

Based on Proficio Capital Partners's 13F filing for Q4 2017, filed 9 Feb 2018.