Eagle Global Advisors’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-12,140	Closed	-$178K	–	224
2020 Q3	$178K	Hold	12,140	–	–	0.02%	198
2020 Q2	$167K	Sell	12,140 -22,860	-65%	-$314K	0.02%	193
2020 Q1	$394K	Buy	+35,000	New	+$394K	0.04%	148
2019 Q1	–	Sell	-15,000	Closed	-$265K	–	239
2018 Q4	$265K	Buy	+15,000	New	+$265K	0.01%	195