Shepherd Kaplan Krochuk’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-12,142	Closed	-$239K	–	182
2019 Q1	$239K	Hold	12,142	–	–	0.15%	143
2018 Q4	$215K	Hold	12,142	–	–	0.15%	142
2018 Q3	$252K	Buy	+12,142	New	+$251K	0.13%	163

Other funds holding BDCS

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

CFG

Cooper Financial Group Irvine, California $1.21B AUM 28.32% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Rockland Trust Hanover, Massachusetts $2.55B AUM 17.04% 1-Year Est. Return

HIS

Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Shepherd Kaplan Krochuk's BDCS Position: Q2 2019 in Review

Shepherd Kaplan Krochuk sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q2 2019, closing a stake of 12,142 shares — an estimated $239K sold.

Shepherd Kaplan Krochuk first reported a position in BDCS in Q3 2018 and held it in 3 quarters. The position peaked at $252K in Q3 2018. 30 funds tracked by Wall St. Rank hold BDCS as of Q2 2019.

Shepherd Kaplan Krochuk reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q2 2019 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 12,142 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q2 2019, an estimated $239K.
Shepherd Kaplan Krochuk first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q3 2018 and held it in 3 quarters.
Shepherd Kaplan Krochuk's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $252K in Q3 2018.
30 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q2 2019.

Based on Shepherd Kaplan Krochuk's 13F filing for Q2 2019, filed 12 Aug 2019.