Shepherd Kaplan Krochuk’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2019
Q2
Sell
-12,142
Closed -$239K 179
2019
Q1
$239K Hold
12,142
0.15% 136
2018
Q4
$215K Hold
12,142
0.15% 132
2018
Q3
$252K Buy
+12,142
New +$252K 0.13% 154