Cooper Financial Group’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-26,576	Closed	-$543K	–	183
2019 Q4	$543K	Sell	26,576 -385	-1%	-$7.87K	0.22%	69
2019 Q3	$544K	Sell	26,961 -17,138	-39%	-$346K	0.25%	62
2019 Q2	$878K	Buy	44,099 +3,065	+7%	+$61K	0.43%	35
2019 Q1	$808K	Buy	41,034 +2,524	+7%	+$49.7K	0.45%	29
2018 Q4	$681K	Buy	+38,510	New	+$681K	0.46%	36