Concourse Financial Group Securities’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Concourse Financial Group Securities’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-48,877	Closed	-$875K	–	2406
2019 Q4	$999K	Buy	48,877 +45,628	+1,404%	+$909K	0.1%	170
2019 Q3	$66K	Sell	3,249 -51,821	-94%	-$1.03M	0.02%	540
2019 Q2	$1.1M	Sell	55,070 -1,271	-2%	-$25.1K	0.11%	151
2019 Q1	$1.11M	Buy	56,341 +2,584	+5%	+$50K	0.11%	153
2018 Q4	$950K	Buy	53,757 +50,717	+1,668%	+$971K	0.11%	157
2018 Q3	$63K	Buy	+3,040	New	+$63K	0.02%	533

Other funds holding BDCS

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Concourse Financial Group Securities's BDCS Position: Q1 2020 in Review

Concourse Financial Group Securities sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q1 2020, closing a stake of 48,877 shares — an estimated $875K sold.

Concourse Financial Group Securities first reported a position in BDCS in Q3 2018 and held it in 6 quarters. The position peaked at $1.11M in Q1 2019. 25 funds tracked by Wall St. Rank hold BDCS as of Q1 2020.

Concourse Financial Group Securities reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q1 2020 after selling out during the quarter.
Concourse Financial Group Securities sold 48,877 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q1 2020, an estimated $875K.
Concourse Financial Group Securities first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q3 2018 and held it in 6 quarters.
Concourse Financial Group Securities's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $1.11M in Q1 2019.
25 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q1 2020.

Based on Concourse Financial Group Securities's 13F filing for Q1 2020, filed 13 May 2020.