Stifel Financial’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-23,372	Closed	-$466K	–	3066
2019 Q2	$466K	Buy	23,372 +2,688	+13%	+$53.6K	﹤0.01%	2252
2019 Q1	$408K	Buy	+20,684	New	+$408K	﹤0.01%	2182
2014 Q4	–	Sell	-8,527	Closed	-$207K	–	2484
2014 Q3	$207K	Buy	+8,527	New	+$207K	﹤0.01%	1997