Investment Centers of America’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Investment Centers of America’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-11,867	Closed	-$260K	–	585
2017 Q3	$260K	Buy	11,867 +733	+7%	+$16K	0.02%	469
2017 Q2	$253K	Sell	11,134 -5,676	-34%	-$130K	0.02%	491
2017 Q1	$398K	Sell	16,810 -53,856	-76%	-$1.25M	0.03%	407
2016 Q4	$1.6M	Buy	70,666 +2,874	+4%	+$62.8K	0.14%	149
2016 Q3	$1.5M	Buy	67,792 +315	+0.5%	+$6.83K	0.16%	139
2016 Q2	$1.42M	Buy	67,477 +2,962	+5%	+$60.2K	0.16%	139
2016 Q1	$1.32M	Sell	64,515 -702	-1%	-$13.2K	0.15%	149
2015 Q4	$1.32M	Buy	65,217 +1,641	+3%	+$33.6K	0.17%	138
2015 Q3	$1.26M	Buy	63,576 +2,188	+4%	+$46.7K	0.19%	135
2015 Q2	$1.38M	Buy	61,388 +1,037	+2%	+$23.9K	0.21%	129
2015 Q1	$1.42M	Buy	+60,351	New	+$1.39M	0.21%	128

Other funds holding BDCS

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MFP

Mosaic Financial Partners San Francisco, California $152M AUM 1.45% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CAS

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Investment Centers of America's BDCS Position: Q4 2017 in Review

Investment Centers of America sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q4 2017, closing a stake of 11,867 shares — an estimated $260K sold.

Investment Centers of America first reported a position in BDCS in Q1 2015 and held it in 11 quarters. The position peaked at $1.6M in Q4 2016. 30 funds tracked by Wall St. Rank hold BDCS as of Q4 2017.

Investment Centers of America reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q4 2017 after selling out during the quarter.
Investment Centers of America sold 11,867 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q4 2017, an estimated $260K.
Investment Centers of America first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q1 2015 and held it in 11 quarters.
Investment Centers of America's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $1.6M in Q4 2016.
30 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q4 2017.

Based on Investment Centers of America's 13F filing for Q4 2017, filed 14 Feb 2018.