LPL Financial’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

LPL Financial’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-10,724	Closed	-$148K	–	3698
2020 Q2	$148K	Buy	+10,724	New	+$139K	﹤0.01%	3207
2018 Q1	–	Sell	-18,625	Closed	-$387K	–	3311
2017 Q4	$387K	Buy	+18,625	New	+$393K	﹤0.01%	2277
2016 Q2	–	Sell	-10,867	Closed	-$221K	–	3261
2016 Q1	$221K	Buy	+10,867	New	+$205K	﹤0.01%	2732

Other funds holding BDCS

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HIS

Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

BAM

Belpointe Asset Management Reno, Nevada $2.74B AUM 20.71% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

LPL Financial's BDCS Position: Q3 2020 in Review

LPL Financial sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q3 2020, closing a stake of 10,724 shares — an estimated $148K sold.

LPL Financial first reported a position in BDCS in Q1 2016 and held it in 3 quarters. The position peaked at $387K in Q4 2017. 23 funds tracked by Wall St. Rank hold BDCS as of Q3 2020.

LPL Financial reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q3 2020 after selling out during the quarter.
LPL Financial sold 10,724 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q3 2020, an estimated $148K.
LPL Financial first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q1 2016 and held it in 3 quarters.
LPL Financial's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $387K in Q4 2017.
23 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q3 2020.

Based on LPL Financial's 13F filing for Q3 2020, filed 9 Nov 2020.