Bank of America’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Bank of America’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,200	Closed	-$24K	–	7761
2015 Q3	$24K	Buy	+1,200	New	+$25.6K	﹤0.01%	6258
2015 Q1	–	Sell	-8,000	Closed	-$183K	–	8167
2014 Q4	$183K	Buy	+8,000	New	+$189K	﹤0.01%	5432

Other funds holding BDCS

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

ICOA

Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

1IA

1834 Investment Advisors Milwaukee, Wisconsin $883M AUM 23.82% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

Bank of America's BDCS Position: Q4 2015 in Review

Bank of America sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q4 2015, closing a stake of 1,200 shares — an estimated $24K sold.

Bank of America first reported a position in BDCS in Q4 2014 and held it in 2 quarters. The position peaked at $183K in Q4 2014. 24 funds tracked by Wall St. Rank hold BDCS as of Q4 2015.

Bank of America reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q4 2015 after selling out during the quarter.
Bank of America sold 1,200 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q4 2015, an estimated $24K.
Bank of America first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q4 2014 and held it in 2 quarters.
Bank of America's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $183K in Q4 2014.
24 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q4 2015.

Based on Bank of America's 13F filing for Q4 2015, filed 16 Feb 2016.