Deutsche Bank’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Deutsche Bank’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-6,452	Closed	-$156K	–	6617
2014 Q3	$156K	Sell	6,452 -5,773	-47%	-$147K	﹤0.01%	4231
2014 Q2	$323K	Hold	12,225	–	–	﹤0.01%	3799
2014 Q1	$319K	Buy	12,225 +3,600	+42%	+$95.3K	﹤0.01%	3617
2013 Q4	$232K	Sell	8,625 -2,975	-26%	-$78.5K	﹤0.01%	3616
2013 Q3	$302K	Buy	+11,600	New	+$299K	﹤0.01%	3861

Other funds holding BDCS

1IA

1834 Investment Advisors Milwaukee, Wisconsin $801M AUM 18.16% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Deutsche Bank's BDCS Position: Q4 2014 in Review

Deutsche Bank sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q4 2014, closing a stake of 6,452 shares — an estimated $156K sold.

Deutsche Bank first reported a position in BDCS in Q3 2013 and held it in 5 quarters. The position peaked at $323K in Q2 2014. 19 funds tracked by Wall St. Rank hold BDCS as of Q4 2014.

Deutsche Bank reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q4 2014 after selling out during the quarter.
Deutsche Bank sold 6,452 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q4 2014, an estimated $156K.
Deutsche Bank first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q3 2013 and held it in 5 quarters.
Deutsche Bank's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $323K in Q2 2014.
19 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q4 2014.

Based on Deutsche Bank's 13F filing for Q4 2014, filed 13 Feb 2015.