Simplex Trading’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Simplex Trading’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-17,463	Closed	-$289K	–	6362
2014 Q4	$289K	Buy	+17,463	New	+$412K	0.04%	442

Other funds holding BDCS

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

Cooper Financial Group Irvine, California $1.26B AUM 21.18% 1-Year Est. Return

Rockland Trust Hanover, Massachusetts $2.61B AUM 14.26% 1-Year Est. Return

Hilltop Holdings Dallas, Texas $1.29B AUM 35.96% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Harvest Investment Services Oakbrook Terrace, Illinois $584M AUM 57.31% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

Simplex Trading's BDCS Position: Q1 2015 in Review

Simplex Trading sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q1 2015, closing a stake of 17,463 shares — an estimated $289K sold.

Simplex Trading first reported a position in BDCS in Q4 2014 and held it in 1 quarter. The position peaked at $289K in Q4 2014. 17 funds tracked by Wall St. Rank hold BDCS as of Q1 2015.

Simplex Trading reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q1 2015 after selling out during the quarter.
Simplex Trading sold 17,463 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q1 2015, an estimated $289K.
Simplex Trading first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q4 2014 and held it in 1 quarter.
Simplex Trading's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $289K in Q4 2014.
17 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q1 2015.

Based on Simplex Trading's 13F filing for Q1 2015, filed 21 Apr 2015.