Sigma Planning Corp’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Sigma Planning Corp’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-14,664	Closed	-$202K	–	1195
2020 Q2	$202K	Hold	14,664	–	–	0.01%	936
2020 Q1	$165K	Hold	14,664	–	–	0.01%	809
2019 Q4	$300K	Buy	14,664 +2,424	+20%	+$48.3K	0.01%	802
2019 Q3	$247K	Hold	12,240	–	–	0.01%	850
2019 Q2	$244K	Hold	12,240	–	–	0.01%	825
2019 Q1	$241K	Hold	12,240	–	–	0.01%	772
2018 Q4	$217K	Hold	12,240	–	–	0.02%	733
2018 Q3	$254K	Hold	12,240	–	–	0.01%	782
2018 Q2	$249K	Hold	12,240	–	–	0.02%	734
2018 Q1	$242K	Buy	12,240 +1,740	+17%	+$34.6K	0.02%	702
2017 Q4	$218K	Buy	+10,500	New	+$222K	0.02%	742

Other funds holding BDCS

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HIS

Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

BAM

Belpointe Asset Management Reno, Nevada $2.74B AUM 20.71% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Sigma Planning Corp's BDCS Position: Q3 2020 in Review

Sigma Planning Corp sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q3 2020, closing a stake of 14,664 shares — an estimated $202K sold.

Sigma Planning Corp first reported a position in BDCS in Q4 2017 and held it in 11 quarters. The position peaked at $300K in Q4 2019. 23 funds tracked by Wall St. Rank hold BDCS as of Q3 2020.

Sigma Planning Corp reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q3 2020 after selling out during the quarter.
Sigma Planning Corp sold 14,664 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q3 2020, an estimated $202K.
Sigma Planning Corp first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q4 2017 and held it in 11 quarters.
Sigma Planning Corp's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $300K in Q4 2019.
23 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q3 2020.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.