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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
326
Meta Platforms (Facebook)
META
$1.51T
$90K 0.02%
1,157
-339
-23% -$25.9K
EMC
327
DELISTED
EMC CORPORATION
EMC
$89K 0.02%
3,000
-1,700
-36% -$49.5K
DBEF icon
328
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$88K 0.02%
3,244
– –
FIS icon
329
Fidelity National Information Services
FIS
$22.1B
$88K 0.02%
1,412
-273
-16% -$16K
VOOG icon
330
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$88K 0.02%
5,262
+2,904
+123% +$47.4K
DINO icon
331
HF Sinclair
DINO
$14.5B
$84K 0.02%
2,241
+1,121
+100% +$46.7K
PDCO
332
DELISTED
Patterson Companies, Inc.
PDCO
$84K 0.02%
1,750
– –
BLW icon
333
BlackRock Limited Duration Income Trust
BLW
$493M
$82K 0.02%
5,186
– –
BMO icon
334
Bank of Montreal
BMO
$127B
$82K 0.02%
1,162
+62
+6% +$4.44K
CSM icon
335
ProShares Large Cap Core Plus
CSM
$534M
$82K 0.02%
3,264
– –
IWO icon
336
iShares Russell 2000 Growth ETF
IWO
$15.1B
$82K 0.02%
576
-14
-2% -$1.89K
SMH icon
337
VanEck Semiconductor ETF
SMH
$73.2B
$82K 0.02%
3,014
-2,796
-48% -$72.8K
FXI icon
338
iShares China Large-Cap ETF
FXI
$4.31B
$81K 0.02%
1,958
+1,087
+125% +$43K
IJT icon
339
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$80K 0.02%
1,306
-396
-23% -$23.2K
PAYX icon
340
Paychex
PAYX
$42.7B
$80K 0.02%
1,727
-40
-2% -$1.85K
VALE icon
341
Vale
VALE
$62.6B
$80K 0.02%
9,773
+3,792
+63% +$35.5K
VGR
342
DELISTED
Vector Group Ltd.
VGR
$79K 0.02%
6,711
+609
+10% +$7.26K
XPH icon
343
State Street SPDR S&P Pharmaceuticals ETF
XPH
$508M
$78K 0.02%
1,440
– –
MGM icon
344
MGM Resorts International
MGM
$11.2B
$77K 0.02%
3,580
+880
+33% +$19.1K
TECK icon
345
Teck Resources
TECK
$32.6B
$77K 0.02%
5,651
+1,995
+55% +$30.4K
WWAV
346
DELISTED
The WhiteWave Foods Company
WWAV
$77K 0.02%
2,205
+215
+11% +$7.63K
RIG icon
347
Transocean
RIG
$5.82B
$76K 0.02%
4,122
+1,546
+60% +$38.6K
FTI icon
348
TechnipFMC
FTI
$27.3B
$75K 0.02%
2,150
– –
HYS icon
349
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$75K 0.02%
739
– –
HR icon
350
Healthcare Realty
HR
$6.84B
$74K 0.02%
2,738
-12,426
-82% -$315K
12 13
14
15 16

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.