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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
326
Waste Management
WM
$91B
$86K 0.03%
1,800
+900
+100% +$41.2K
BF.B icon
327
Brown-Forman Class B
BF.B
$13.1B
$85K 0.03%
2,931
+2,306
+369% +$67.8K
BLW icon
328
BlackRock Limited Duration Income Trust
BLW
$493M
$84K 0.03%
5,186
– –
BMY icon
329
Bristol-Myers Squibb
BMY
$132B
$84K 0.03%
1,637
-400
-20% -$20K
JBHT icon
330
JB Hunt Transport Services
JBHT
$25.2B
$84K 0.03%
1,138
– –
VPU
331
Vanguard Utilities ETF
VPU
$8.36B
$83K 0.03%
913
– –
XLU icon
332
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$83K 0.03%
3,924
-2,726
-41% -$57.8K
RIG icon
333
Transocean
RIG
$5.82B
$82K 0.02%
2,576
+676
+36% +$26.4K
MINC
334
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$82K 0.02%
1,665
-210
-11% -$10.5K
BMO icon
335
Bank of Montreal
BMO
$127B
$81K 0.02%
+1,100
New +$82.7K
IYF icon
336
iShares US Financials ETF
IYF
$4.61B
$80K 0.02%
1,922
– –
XLP icon
337
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$80K 0.02%
1,783
-84
-4% -$3.77K
BNY
338
Bank of New York Mellon
BNY
$107B
$79K 0.02%
2,050
-450
-18% -$17.5K
CMCSA icon
339
Comcast
CMCSA
$90B
$79K 0.02%
2,932
-1,042
-26% -$28.5K
CB
340
DELISTED
CHUBB CORPORATION
CB
$79K 0.02%
867
+705
+435% +$64.2K
AZN icon
341
AstraZeneca
AZN
$250B
$78K 0.02%
1,086
+1,001
+1,178% +$73.3K
BCE icon
342
BCE
BCE
$21.2B
$78K 0.02%
1,829
+934
+104% +$41.7K
CSM icon
343
ProShares Large Cap Core Plus
CSM
$534M
$78K 0.02%
3,264
– –
DE icon
344
Deere & Co
DE
$168B
$78K 0.02%
950
+212
+29% +$18.1K
PAYX icon
345
Paychex
PAYX
$42.7B
$78K 0.02%
1,767
– –
STIP icon
346
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$78K 0.02%
777
-186
-19% -$18.9K
BA icon
347
Boeing
BA
$185B
$77K 0.02%
605
+103
+21% +$13K
HYS icon
348
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$77K 0.02%
739
-5
-0.7% -$527
IWO icon
349
iShares Russell 2000 Growth ETF
IWO
$15.1B
$77K 0.02%
590
-3
-0.5% -$402
XPH icon
350
State Street SPDR S&P Pharmaceuticals ETF
XPH
$508M
$76K 0.02%
1,440
– –
12 13
14
15 16

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.