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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APH icon
301
Amphenol
APH
$209B
$560K 0.04%
8,064
+220
+3% +$15.4K
IYR icon
302
iShares US Real Estate ETF
IYR
$4.57B
$559K 0.04%
6,011
-194
-3% -$19.1K
VEEV icon
303
Veeva Systems
VEEV
$37.4B
$557K 0.04%
2,650
-247
-9% -$54.3K
VXUS icon
304
Vanguard Total International Stock ETF
VXUS
$163B
$557K 0.04%
9,444
+849
+10% +$52.6K
VCSH icon
305
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$553K 0.04%
7,087
-38
-0.5% -$2.98K
FEX icon
306
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$552K 0.04%
5,297
+3
+0.1% +$322
WWD icon
307
Woodward
WWD
$21.4B
$552K 0.04%
3,316
-179
-5% -$30.6K
IMCG icon
308
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.12B
$551K 0.04%
7,289
+619
+9% +$47.4K
UNP icon
309
Union Pacific
UNP
$174B
$545K 0.04%
2,391
+461
+24% +$109K
EMLP icon
310
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$541K 0.04%
15,175
– –
BLK icon
311
Blackrock
BLK
$176B
$540K 0.04%
527
-77
-13% -$78.1K
DWAT
312
DELISTED
Arrow Investments Trust Arrow DWA Tactical ETF
DWAT
$540K 0.04%
46,900
+290
+0.6% +$3.41K
FNDX icon
313
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$535K 0.04%
22,582
+382
+2% +$9.26K
DOW icon
314
Dow Inc
DOW
$21.2B
$532K 0.04%
13,252
-1,947
-13% -$90.8K
PM icon
315
Philip Morris
PM
$295B
$529K 0.04%
4,397
+13
+0.3% +$1.64K
GE icon
316
GE Aerospace
GE
$384B
$526K 0.04%
3,151
-345
-10% -$61.6K
HPE icon
317
Hewlett Packard
HPE
$70.5B
$516K 0.04%
24,186
+5,198
+27% +$110K
SCHF icon
318
Schwab International Equity ETF
SCHF
$68.7B
$515K 0.04%
27,863
+5,177
+23% +$101K
ICLO icon
319
Invesco AAA CLO Floating Rate Note ETF
ICLO
$534M
$510K 0.04%
19,903
+3,253
+20% +$83.5K
ORLY icon
320
O'Reilly Automotive
ORLY
$76.3B
$510K 0.04%
6,450
+180
+3% +$14.5K
CALM icon
321
Cal-Maine
CALM
$3.99B
$509K 0.04%
4,941
-406
-8% -$38.3K
BNDX icon
322
Vanguard Total International Bond ETF
BNDX
$83.1B
$508K 0.04%
10,361
-219
-2% -$11K
MINT icon
323
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$497K 0.04%
4,956
-171
-3% -$17.2K
TYL icon
324
Tyler Technologies
TYL
$12.8B
$495K 0.04%
859
-9
-1% -$5.44K
VRSK icon
325
Verisk Analytics
VRSK
$25B
$493K 0.04%
1,790
-2
-0.1% -$557
11 12
13
14 15

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.