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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
301
Biogen
BIIB
$30.7B
$435K 0.04%
1,572
-35
-2% -$9.88K
NRG icon
302
NRG Energy
NRG
$24.8B
$435K 0.04%
+13,665
New +$541K
FXN icon
303
First Trust Energy AlphaDEX Fund
FXN
$368M
$429K 0.04%
25,078
+730
+3% +$13.1K
SPYD icon
304
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.71B
$427K 0.04%
10,781
-208
-2% -$8.14K
COMT icon
305
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$426K 0.04%
15,104
+1,126
+8% +$40.1K
ESML icon
306
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
$422K 0.04%
12,846
-1,098
-8% -$36.5K
FXZ icon
307
First Trust Materials AlphaDEX Fund
FXZ
$386M
$422K 0.04%
6,968
+279
+4% +$16.7K
AMT icon
308
American Tower
AMT
$80.4B
$422K 0.04%
1,990
+142
+8% +$29.6K
CME icon
309
CME Group
CME
$94.8B
$420K 0.04%
2,496
+540
+28% +$93.8K
PRU icon
310
Prudential Financial
PRU
$41.8B
$418K 0.04%
4,208
+868
+26% +$87.9K
QUAL icon
311
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$418K 0.04%
3,665
-623
-15% -$70.7K
KRE icon
312
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$412K 0.04%
7,021
-2,162
-24% -$133K
DMXF icon
313
iShares ESG Advanced MSCI EAFE ETF
DMXF
$967M
$412K 0.04%
7,598
+337
+5% +$17.4K
BLK icon
314
Blackrock
BLK
$176B
$411K 0.04%
580
+21
+4% +$14K
XLP icon
315
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$408K 0.04%
+5,474
New +$399K
PHM icon
316
Pultegroup
PHM
$25.3B
$405K 0.04%
8,902
+2,241
+34% +$94.4K
HBAN icon
317
Huntington Bancshares
HBAN
$35.5B
$405K 0.04%
28,715
+3,403
+13% +$49.3K
GPC icon
318
Genuine Parts
GPC
$18.7B
$404K 0.04%
2,328
-1,107
-32% -$193K
GCOR icon
319
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$807M
$404K 0.04%
9,824
+47
+0.5% +$1.93K
EUSB icon
320
iShares ESG Advanced Universal USD Bond ETF
EUSB
$712M
$403K 0.04%
9,550
-107
-1% -$4.5K
HYDB icon
321
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$401K 0.04%
9,195
-298
-3% -$13K
CPRT icon
322
Copart
CPRT
$27.5B
$400K 0.04%
13,134
+466
+4% +$14K
SNX icon
323
TD Synnex
SNX
$20.2B
$399K 0.04%
4,215
-81
-2% -$7.59K
IWY icon
324
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$397K 0.04%
3,293
+401
+14% +$49.8K
ESGD icon
325
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$397K 0.04%
6,033
+327
+6% +$20.5K
11 12
13
14 15

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.