Regal Investment Advisors’s iShares ESG Aware MSCI USA Small-Cap ETF ESML Stock Holding History

Regal Investment Advisors’s Portfolio ESML Stock Details ESML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-10,847	Closed	-$385K	–	509
2023 Q2	$385K	Buy	10,847 +238	+2%	+$8.06K	0.03%	341
2023 Q1	$361K	Sell	10,609 -2,237	-17%	-$78.1K	0.03%	352
2022 Q4	$422K	Sell	12,846 -1,098	-8%	-$36.5K	0.04%	306
2022 Q3	$428K	Buy	13,944 +152	+1%	+$5.13K	0.05%	293
2022 Q2	$434K	Sell	13,792 -1,976	-13%	-$68K	0.05%	305
2022 Q1	$600K	Sell	15,768 -1,448	-8%	-$54.6K	0.06%	283
2021 Q4	$694K	Buy	17,216 +3,504	+26%	+$142K	0.06%	291
2021 Q3	$535K	Buy	13,712 +2,862	+26%	+$113K	0.05%	323
2021 Q2	$438K	Buy	+10,850	New	+$431K	0.04%	351

Other funds holding ESML

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

FLPIM

F.L. Putnam Investment Management Lynnfield, Massachusetts $8.39B AUM 37.75% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

TIAA Trust, National Association Charlotte, North Carolina $1.69B AUM 19.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $9.19B AUM 25.65% 1-Year Est. Return

Vontobel Holding Zurich, Switzerland $31.4B AUM 31.97% 1-Year Est. Return

M&T Bank Buffalo, New York $34.1B AUM 29.18% 1-Year Est. Return

PFO

Pathstone Family Office Englewood, New Jersey $13.1B AUM 20.8% 1-Year Est. Return

Regal Investment Advisors's ESML Position: Q3 2023 in Review

Regal Investment Advisors sold out of iShares ESG Aware MSCI USA Small-Cap ETF (ESML) in Q3 2023, closing a stake of 10,847 shares — an estimated $385K sold.

Regal Investment Advisors first reported a position in ESML in Q2 2021 and held it in 9 quarters. The position peaked at $694K in Q4 2021. 355 funds tracked by Wall St. Rank hold ESML as of Q3 2023.

Regal Investment Advisors reported no remaining iShares ESG Aware MSCI USA Small-Cap ETF position as of Q3 2023 after selling out during the quarter.
Regal Investment Advisors sold 10,847 iShares ESG Aware MSCI USA Small-Cap ETF shares in Q3 2023, an estimated $385K.
Regal Investment Advisors first reported a position in iShares ESG Aware MSCI USA Small-Cap ETF in Q2 2021 and held it in 9 quarters.
Regal Investment Advisors's iShares ESG Aware MSCI USA Small-Cap ETF position peaked at $694K in Q4 2021.
355 funds tracked by Wall St. Rank held iShares ESG Aware MSCI USA Small-Cap ETF as of Q3 2023.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.