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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.91%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$329M
AUM Growth
-$123M
Cap. Flow
-$128M
Cap. Flow %
-39.01%
Top 10 Hldgs %
19.4%
Holding
332
New
23
Increased
18
Reduced
212
Closed
75

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$1.8M
2
MKSI icon
MKS Inc
MKSI
+$1.73M
3
INVA icon
Innoviva
INVA
+$1.68M
4
LEA icon
Lear
LEA
+$1.64M
5
LPX icon
Louisiana-Pacific
LPX
+$1.63M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.64M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.93M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.79M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.83M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.59M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Healthcare 6.41%
3 Consumer Discretionary 5.72%
4 Industrials 4.82%
5 Financials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDI icon
301
PIMCO Dynamic Income Fund
PDI
$7.42B
– –
-9,539
Closed -$294K
PM icon
302
Philip Morris
PM
$295B
– –
-3,784
Closed -$376K
PSP icon
303
Invesco Global Listed Private Equity ETF
PSP
$246M
– –
-4,016
Closed -$242K
QCOM icon
304
Qualcomm
QCOM
$176B
– –
-4,768
Closed -$264K
QID icon
305
ProShares UltraShort QQQ
QID
$247M
– –
-383
Closed -$373K
SDY icon
306
State Street SPDR S&P Dividend ETF
SDY
$23.9B
– –
-2,511
Closed -$229K
SNY icon
307
Sanofi
SNY
$104B
– –
-5,697
Closed -$228K
SPHD icon
308
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
– –
-10,524
Closed -$415K
STLA icon
309
Stellantis
STLA
$20.8B
– –
-14,233
Closed -$292K
SWK icon
310
Stanley Black & Decker
SWK
$15.7B
– –
-1,385
Closed -$212K
TD icon
311
Toronto Dominion Bank
TD
$200B
– –
-4,653
Closed -$265K
TFI icon
312
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
– –
-4,600
Closed -$221K
TSI
313
TCW Strategic Income Fund
TSI
$213M
– –
-41,234
Closed -$230K
UL icon
314
Unilever
UL
$136B
– –
-3,818
Closed -$239K
UNH icon
315
UnitedHealth
UNH
$370B
– –
-1,398
Closed -$299K
V icon
316
Visa
V
$677B
– –
-2,516
Closed -$301K
VFH icon
317
Vanguard Financials ETF
VFH
$13.6B
– –
-3,979
Closed -$276K
VGSH icon
318
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-3,740
Closed -$225K
VOOV icon
319
Vanguard S&P 500 Value ETF
VOOV
$6.71B
– –
-3,260
Closed -$344K
VV icon
320
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
– –
-1,785
Closed -$216K
WELL icon
321
Welltower
WELL
$171B
– –
-4,022
Closed -$219K
XLI icon
322
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
– –
-2,797
Closed -$208K
ALR
323
DELISTED
AlerisLife Inc
ALR
– –
-2,215
Closed -$29K
CERN
324
DELISTED
Cerner Corp
CERN
– –
-30,777
Closed -$1.78M
INFO
325
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-4,598
Closed -$222K
10 11 12
13
14

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q2 2018 Portfolio in Review

As of Q2 2018, Regal Investment Advisors held 332 positions worth $329M, down 27% from $452M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $128M in Q2 2018, closing 75 positions and reducing 212 holdings. Its most notable exit was Blackrock, an estimated $2.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Regal Investment Advisors opened a new position in Freeport-McMoran worth $1.83M.

  • Regal Investment Advisors's largest Q2 2018 buy was Freeport-McMoran: 106,063 shares worth $1.83M.
  • Regal Investment Advisors added most to Chevron in Q2 2018, an estimated $564K increase.
  • Regal Investment Advisors's biggest Q2 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $6.64M.
  • Regal Investment Advisors fully exited Blackrock in Q2 2018, selling an estimated $2.49M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $329M portfolio in Q2 2018.
  • Regal Investment Advisors opened 23 new positions and closed 75 in Q2 2018.
  • Regal Investment Advisors's portfolio value fell 27% quarter-over-quarter to $329M.

Based on Regal Investment Advisors's 13F filing for Q2 2018, filed 10 Aug 2018.