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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASRT
301
DELISTED
Assertio
ASRT
– –
-3
Closed -$3K
ASX icon
302
ASE Group
ASX
$82.2B
– –
-1,397
Closed -$7K
AVGO icon
303
Broadcom
AVGO
$2.04T
– –
-1,000
Closed -$12K
AVK
304
Advent Convertible and Income Fund
AVK
$563M
– –
-308
Closed -$3K
AVNS
305
DELISTED
Avanos Medical
AVNS
– –
-53
Closed -$1K
AWF
306
AllianceBernstein Global High Income Fund
AWF
$872M
– –
-120
Closed -$1K
AWK icon
307
American Water Works
AWK
$26.9B
– –
-600
Closed -$33K
AX icon
308
Axos Financial
AX
$5.68B
– –
-1,804
Closed -$58K
AXON
309
Axon Enterprise
AXON
$46.4B
– –
-800
Closed -$17K
AYI icon
310
Acuity Brands
AYI
$10.8B
– –
-50
Closed -$8K
AZN icon
311
AstraZeneca
AZN
$250B
– –
-505
Closed -$32K
AZO icon
312
AutoZone
AZO
$51.1B
– –
-124
Closed -$89K
BA icon
313
Boeing
BA
$185B
– –
-808
Closed -$105K
BAB icon
314
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
– –
-29
Closed –
BABA icon
315
Alibaba
BABA
$308B
– –
-299
Closed -$17K
BAC.PRL icon
316
Bank of America Series L
BAC.PRL
$3.99B
– –
-3
Closed -$3K
BAX icon
317
Baxter International
BAX
$14.2B
– –
-832
Closed -$27K
BBC icon
318
Virtus Biotech Clinical Trials ETF
BBC
$49.9M
– –
-100
Closed -$2K
BBH icon
319
VanEck Biotech ETF
BBH
$422M
– –
-20
Closed -$2K
BBP icon
320
Virtus Biotech ETF
BBP
$100M
– –
-100
Closed -$2K
BBWI icon
321
Bath & Body Works
BBWI
$4.1B
– –
-247
Closed -$18K
BCE icon
322
BCE
BCE
$21.2B
– –
-1,645
Closed -$67K
BCO icon
323
Brink's
BCO
$4.62B
– –
-4
Closed –
BFK
324
DELISTED
BlackRock Municipal Income Trust
BFK
– –
-3,900
Closed -$54K
BHC icon
325
Bausch Health
BHC
$2.34B
– –
-1
Closed –
11 12
13
14 15

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.