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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.67B
AUM Growth
+$136M
Cap. Flow
+$113M
Cap. Flow %
6.74%
Top 10 Hldgs %
20.29%
Holding
608
New
92
Increased
304
Reduced
167
Closed
24

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$8.33M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.02M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.28M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.74M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.63M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.86M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.51M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$3.03M
4
MU icon
Micron Technology
MU
+$2.88M
5
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$2.1M

Sector Composition

Rank Sector Weight
1 Technology 8.86%
2 Healthcare 4.98%
3 Consumer Staples 3.53%
4 Financials 3.2%
5 Industrials 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
276
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$1.02M 0.06%
10,574
+6,236
+144% +$603K
OKE icon
277
Oneok
OKE
$54.5B
$1.02M 0.06%
13,823
+10,200
+282% +$723K
IJS icon
278
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$1.02M 0.06%
8,929
-415
-4% -$46.5K
NOW icon
279
ServiceNow
NOW
$129B
$1.02M 0.06%
6,626
+546
+9% +$93.7K
HEI icon
280
HEICO Corp
HEI
$51.4B
$1.01M 0.06%
3,117
-69
-2% -$21.8K
PLD icon
281
Prologis
PLD
$133B
$997K 0.06%
7,814
+546
+8% +$68.1K
NFLX icon
282
Netflix
NFLX
$309B
$988K 0.06%
10,534
+1,464
+16% +$158K
RDVI icon
283
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.7B
$986K 0.06%
37,565
+2,571
+7% +$66.5K
TRPA
284
Hartford AAA CLO ETF
TRPA
$111M
$983K 0.06%
25,264
-53,799
-68% -$2.1M
FDIS icon
285
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$981K 0.06%
9,601
-2,983
-24% -$303K
ONEQ icon
286
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$977K 0.06%
10,694
-516
-5% -$47K
ARKK icon
287
ARK Innovation ETF
ARKK
$6.29B
$975K 0.06%
12,673
+286
+2% +$23.7K
SCHQ
288
Schwab Long-Term US Treasury ETF
SCHQ
$798M
$958K 0.06%
30,226
+14,508
+92% +$469K
PSX icon
289
Phillips 66
PSX
$81.4B
$955K 0.06%
7,403
-507
-6% -$68.2K
SCHX icon
290
Schwab US Large- Cap ETF
SCHX
$74.6B
$952K 0.06%
35,369
+3,149
+10% +$84.1K
JUCY icon
291
Aptus Enhanced Yield ETF
JUCY
$328M
$946K 0.06%
42,592
+25,560
+150% +$570K
HPE.PRC
292
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$4.1B
$942K 0.06%
14,121
+463
+3% +$30.3K
WWD icon
293
Woodward
WWD
$21.4B
$930K 0.06%
3,076
-140
-4% -$38.5K
AGNC icon
294
AGNC Investment
AGNC
$12.9B
$927K 0.06%
+86,490
New +$889K
INTU icon
295
Intuit
INTU
$89B
$926K 0.06%
+1,397
New +$923K
CEF icon
296
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$914K 0.05%
+19,946
New +$807K
EMXC icon
297
iShares MSCI Emerging Markets ex China ETF
EMXC
$24B
$909K 0.05%
12,510
+7,866
+169% +$558K
ADBE icon
298
Adobe
ADBE
$105B
$897K 0.05%
2,562
+243
+10% +$82.6K
FBND icon
299
Fidelity Total Bond ETF
FBND
$27.3B
$895K 0.05%
+19,436
New +$902K
KKR.PRD
300
KKR & Co 6.25% Series D Preferred Stock
KKR.PRD
$2.29B
$889K 0.05%
+17,149
New +$871K
10 11
12
13 14

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Regal Investment Advisors held 608 positions worth $1.67B, up 8.9% from $1.54B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q4 2025, opening 92 new positions and adding to 304 existing holdings. Its largest new stake was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $4.86M trimmed.

  • Regal Investment Advisors's largest Q4 2025 buy was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.
  • Regal Investment Advisors added most to iShares S&P 500 Value ETF in Q4 2025, an estimated $8.33M increase.
  • Regal Investment Advisors's biggest Q4 2025 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $4.86M.
  • Regal Investment Advisors fully exited ON Semiconductor in Q4 2025, selling an estimated $1.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.67B portfolio in Q4 2025.
  • Regal Investment Advisors opened 92 new positions and closed 24 in Q4 2025.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.67B.

Based on Regal Investment Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.