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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
276
Starbucks
SBUX
$120B
$696K 0.05%
7,629
-1,481
-16% -$143K
CPRT icon
277
Copart
CPRT
$27.5B
$683K 0.05%
11,900
+236
+2% +$13.4K
LMT icon
278
Lockheed Martin
LMT
$136B
$682K 0.05%
1,404
-149
-10% -$81.2K
VBK icon
279
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$671K 0.05%
2,395
+208
+10% +$58.8K
ITOT icon
280
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$667K 0.05%
5,184
-57,186
-92% -$7.4M
IWD icon
281
iShares Russell 1000 Value ETF
IWD
$83.9B
$665K 0.05%
3,593
+740
+26% +$142K
PSX icon
282
Phillips 66
PSX
$81.4B
$662K 0.05%
5,809
+1,331
+30% +$169K
JPIE icon
283
JPMorgan Income ETF
JPIE
$10.3B
$653K 0.05%
+14,307
New +$656K
IWB icon
284
iShares Russell 1000 ETF
IWB
$50.2B
$649K 0.05%
2,016
+6
+0.3% +$1.94K
NOBL icon
285
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$646K 0.05%
12,982
+972
+8% +$51.1K
BND icon
286
Vanguard Total Bond Market
BND
$161B
$645K 0.05%
8,971
+2,049
+30% +$150K
FXH icon
287
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$644K 0.05%
6,180
-1,503
-20% -$163K
XLI icon
288
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$641K 0.05%
4,866
-1,874
-28% -$258K
IEUR icon
289
iShares Core MSCI Europe ETF
IEUR
$9.17B
$641K 0.05%
11,872
-1,785
-13% -$102K
CL icon
290
Colgate-Palmolive
CL
$74.4B
$641K 0.05%
7,046
-1,527
-18% -$146K
ENB icon
291
Enbridge
ENB
$112B
$640K 0.05%
15,075
-508
-3% -$21.3K
ADBE icon
292
Adobe
ADBE
$105B
$622K 0.05%
1,398
+18
+1% +$8.91K
ITCI
293
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$605K 0.05%
7,243
-89
-1% -$7.31K
MBWM icon
294
Mercantile Bank Corp
MBWM
$1.05B
$601K 0.05%
13,500
– –
SNPS icon
295
Synopsys
SNPS
$79.7B
$599K 0.05%
1,235
+359
+41% +$188K
STLD icon
296
Steel Dynamics
STLD
$37.6B
$575K 0.04%
5,038
+18
+0.4% +$2.39K
QCOM icon
297
Qualcomm
QCOM
$176B
$570K 0.04%
3,708
-2,458
-40% -$402K
FXL icon
298
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$564K 0.04%
3,797
– –
LVHI icon
299
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.59B
$564K 0.04%
18,473
+1,280
+7% +$39.6K
GCOR icon
300
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$807M
$563K 0.04%
13,960
+656
+5% +$27K
10 11
12
13 14

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.