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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPRX icon
276
Royalty Pharma
RPRX
$25.3B
$816K 0.06%
28,853
+7,686
+36% +$213K
RTX icon
277
RTX Corp
RTX
$301B
$777K 0.05%
6,413
-1,873
-23% -$214K
SLV icon
278
iShares Silver Trust
SLV
$30.9B
$768K 0.05%
27,045
-1,654
-6% -$44.4K
TFLO icon
279
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$767K 0.05%
15,164
-18,214
-55% -$921K
DMXF icon
280
iShares ESG Advanced MSCI EAFE ETF
DMXF
$967M
$764K 0.05%
10,605
+2,829
+36% +$196K
IHDG icon
281
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$753K 0.05%
16,467
-810
-5% -$36.6K
NFLX icon
282
Netflix
NFLX
$309B
$750K 0.05%
10,570
-1,510
-13% -$101K
EWX icon
283
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$743K 0.05%
11,915
+357
+3% +$20.8K
DIA icon
284
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$739K 0.05%
1,747
-428
-20% -$174K
SHW icon
285
Sherwin-Williams
SHW
$89.8B
$731K 0.05%
1,915
-799
-29% -$279K
NOW icon
286
ServiceNow
NOW
$129B
$729K 0.05%
4,075
-250
-6% -$41.1K
APRW icon
287
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
$201M
$722K 0.05%
22,399
+20
+0.1% +$630
O icon
288
Realty Income
O
$59.1B
$719K 0.05%
11,339
+4,926
+77% +$293K
ADBE icon
289
Adobe
ADBE
$105B
$715K 0.05%
1,380
-2
-0.1% -$1.1K
FOUR icon
290
Shift4
FOUR
$3.26B
$713K 0.05%
8,044
-8,805
-52% -$667K
BSCQ icon
291
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$712K 0.05%
36,405
+3,993
+12% +$77.6K
PH icon
292
Parker-Hannifin
PH
$135B
$711K 0.05%
1,125
-729
-39% -$414K
JPST icon
293
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$706K 0.05%
13,910
+1,716
+14% +$86.7K
XSVN icon
294
BondBloxx Bloomberg Seven Year Target Duration US Treasury ETF
XSVN
$392M
$705K 0.05%
+14,374
New +$696K
SCHX icon
295
Schwab US Large- Cap ETF
SCHX
$74.6B
$703K 0.05%
31,080
+1,002
+3% +$21.8K
VPC icon
296
Virtus Private Credit Strategy ETF
VPC
$31.5M
$697K 0.05%
31,171
-1,239
-4% -$28K
HUBS icon
297
HubSpot
HUBS
$10.5B
$683K 0.05%
1,285
-1
-0.1% -$502
MTUM icon
298
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$675K 0.05%
3,330
+678
+26% +$131K
VGT icon
299
Vanguard Information Technology ETF
VGT
$149B
$669K 0.05%
9,120
-5,312
-37% -$377K
EXC icon
300
Exelon
EXC
$47B
$664K 0.05%
16,385
+571
+4% +$21.5K
10 11
12
13 14

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.