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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYS icon
276
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$90K 0.04%
841
+229
+37% +$24.4K
BLW icon
277
BlackRock Limited Duration Income Trust
BLW
$493M
$89K 0.04%
5,186
– –
CMCSA icon
278
Comcast
CMCSA
$90B
$89K 0.04%
3,576
+682
+24% +$17.8K
ABEV icon
279
Ambev
ABEV
$46.4B
$88K 0.04%
+11,915
New +$83.4K
PDCO
280
DELISTED
Patterson Companies, Inc.
PDCO
$87K 0.04%
2,095
-55
-3% -$2.25K
BMY icon
281
Bristol-Myers Squibb
BMY
$132B
$85K 0.04%
1,637
+704
+75% +$37.5K
FTI icon
282
TechnipFMC
FTI
$27.3B
$84K 0.04%
+2,150
New +$81.4K
TPR icon
283
Tapestry
TPR
$32.8B
$84K 0.04%
1,689
-24,389
-94% -$1.21M
DTE icon
284
DTE Energy
DTE
$29.1B
$83K 0.04%
1,311
+607
+86% +$35.8K
JBHT icon
285
JB Hunt Transport Services
JBHT
$25.2B
$83K 0.04%
1,148
-16,753
-94% -$1.24M
VPU
286
Vanguard Utilities ETF
VPU
$8.36B
$83K 0.04%
+913
New +$78.7K
CEQP
287
DELISTED
Crestwood Equity Partners LP
CEQP
$83K 0.04%
+600
New +$80.6K
SWK icon
288
Stanley Black & Decker
SWK
$15.7B
$81K 0.03%
1,000
+500
+100% +$40.1K
WMB icon
289
Williams Companies
WMB
$86.1B
$81K 0.03%
2,000
– –
RMD icon
290
ResMed
RMD
$30.7B
$80K 0.03%
1,800
– –
RWO icon
291
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$80K 0.03%
1,841
+1,191
+183% +$50.7K
PIV
292
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$79K 0.03%
3,832
+675
+21% +$13.9K
EOG icon
293
EOG Resources
EOG
$70.7B
$77K 0.03%
1,562
+1,162
+291% +$103K
XLU icon
294
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$76K 0.03%
3,672
+2,142
+140% +$42.2K
VGR
295
DELISTED
Vector Group Ltd.
VGR
$76K 0.03%
6,695
– –
MINC
296
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$76K 0.03%
1,521
-61
-4% -$3.04K
FTSL icon
297
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$75K 0.03%
+1,500
New +$74.6K
PAYX icon
298
Paychex
PAYX
$42.7B
$75K 0.03%
1,767
-276
-14% -$11.7K
CHS
299
DELISTED
Chicos FAS, Inc.
CHS
$75K 0.03%
4,703
+3,102
+194% +$52.6K
PSEC icon
300
Prospect Capital
PSEC
$1.17B
$74K 0.03%
6,888
+1,316
+24% +$14.6K
10 11
12
13 14

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.