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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYDB icon
251
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$818K 0.06%
17,396
+7,942
+84% +$377K
IYH icon
252
iShares US Healthcare ETF
IYH
$3.71B
$816K 0.06%
14,012
-4,712
-25% -$291K
VGT icon
253
Vanguard Information Technology ETF
VGT
$149B
$813K 0.06%
10,464
+1,344
+15% +$103K
DGRO icon
254
iShares Core Dividend Growth ETF
DGRO
$43.6B
$794K 0.06%
12,936
-9,071
-41% -$572K
NOW icon
255
ServiceNow
NOW
$129B
$789K 0.06%
3,720
-355
-9% -$71.9K
ANGL icon
256
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$786K 0.06%
27,429
+6,556
+31% +$190K
AMD icon
257
Advanced Micro Devices
AMD
$789B
$779K 0.06%
6,453
-3,268
-34% -$470K
BSCQ icon
258
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$777K 0.06%
39,977
+3,572
+10% +$69.5K
EWX icon
259
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$777K 0.06%
13,249
+1,334
+11% +$81.5K
DMXF icon
260
iShares ESG Advanced MSCI EAFE ETF
DMXF
$967M
$776K 0.06%
12,014
+1,409
+13% +$95.8K
IHDG icon
261
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$775K 0.06%
17,839
+1,372
+8% +$61.2K
JPST icon
262
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$775K 0.06%
15,384
+1,474
+11% +$74.4K
VPC icon
263
Virtus Private Credit Strategy ETF
VPC
$31.5M
$772K 0.06%
35,495
+4,324
+14% +$96.5K
IGIB icon
264
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$768K 0.06%
14,914
-19,480
-57% -$1.02M
PULS icon
265
PGIM Ultra Short Bond ETF
PULS
$18.4B
$768K 0.06%
15,495
-3,724
-19% -$185K
PANW icon
266
Palo Alto Networks
PANW
$297B
$757K 0.06%
4,163
-953
-19% -$180K
XSVN icon
267
BondBloxx Bloomberg Seven Year Target Duration US Treasury ETF
XSVN
$392M
$749K 0.06%
16,193
+1,819
+13% +$86K
SCHX icon
268
Schwab US Large- Cap ETF
SCHX
$74.6B
$747K 0.06%
32,215
+1,135
+4% +$26.5K
ALNY icon
269
Alnylam Pharmaceuticals
ALNY
$29.3B
$743K 0.06%
3,158
-19
-0.6% -$5K
VRTX icon
270
Vertex Pharmaceuticals
VRTX
$126B
$725K 0.05%
1,801
-177
-9% -$82K
BUFQ icon
271
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.56B
$725K 0.05%
23,060
-6,242
-21% -$194K
BA icon
272
Boeing
BA
$185B
$724K 0.05%
4,089
+692
+20% +$109K
IBTG icon
273
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.21B
$722K 0.05%
31,665
+3,139
+11% +$71.7K
SLV icon
274
iShares Silver Trust
SLV
$30.9B
$715K 0.05%
27,150
+105
+0.4% +$3K
X
275
DELISTED
US Steel
X
$701K 0.05%
20,625
+3,100
+18% +$114K
9 10
11
12 13

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.