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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBTF
251
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$943K 0.07%
40,247
+38
+0.1% +$885
AMT icon
252
American Tower
AMT
$80.4B
$934K 0.07%
4,016
-48
-1% -$10.6K
VRTX icon
253
Vertex Pharmaceuticals
VRTX
$126B
$920K 0.06%
1,978
-78
-4% -$37.5K
XLI icon
254
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$913K 0.06%
6,740
-1,823
-21% -$232K
LMT icon
255
Lockheed Martin
LMT
$136B
$908K 0.06%
1,553
-682
-31% -$366K
SCHM icon
256
Schwab US Mid-Cap ETF
SCHM
$15.1B
$904K 0.06%
32,646
+3,339
+11% +$88.8K
ORCL icon
257
Oracle
ORCL
$423B
$895K 0.06%
5,250
-7,873
-60% -$1.14M
CL icon
258
Colgate-Palmolive
CL
$74.4B
$890K 0.06%
8,573
+835
+11% +$85.1K
BUFQ icon
259
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.56B
$889K 0.06%
29,302
+16,832
+135% +$499K
BUFG icon
260
FT Vest Buffered Allocation Growth ETF
BUFG
$334M
$889K 0.06%
36,855
+1,540
+4% +$36.1K
SBUX icon
261
Starbucks
SBUX
$120B
$888K 0.06%
9,110
-778
-8% -$66.7K
XLY icon
262
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$886K 0.06%
8,844
-518
-6% -$48.4K
JXN icon
263
Jackson Financial
JXN
$8.8B
$877K 0.06%
9,614
-303
-3% -$25.3K
PANW icon
264
Palo Alto Networks
PANW
$297B
$874K 0.06%
5,116
-62
-1% -$10.4K
ALNY icon
265
Alnylam Pharmaceuticals
ALNY
$29.3B
$874K 0.06%
3,177
-171
-5% -$44.5K
IJS icon
266
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$872K 0.06%
8,102
-785
-9% -$81.5K
VOOV icon
267
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$869K 0.06%
4,557
+133
+3% +$24.4K
ICSH icon
268
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$865K 0.06%
17,053
-22,782
-57% -$1.15M
FXH icon
269
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$859K 0.06%
7,683
-4,084
-35% -$447K
CYBR
270
DELISTED
CyberArk
CYBR
$856K 0.06%
2,936
-31
-1% -$8.39K
IDV icon
271
iShares International Select Dividend ETF
IDV
$8.57B
$855K 0.06%
28,271
+9,579
+51% +$279K
CRWD icon
272
CrowdStrike
CRWD
$218B
$845K 0.06%
12,052
-572
-5% -$40.6K
IEUR icon
273
iShares Core MSCI Europe ETF
IEUR
$9.17B
$832K 0.06%
+13,657
New +$802K
DOW icon
274
Dow Inc
DOW
$21.2B
$830K 0.06%
15,199
+460
+3% +$24.3K
MS icon
275
Morgan Stanley
MS
$340B
$824K 0.06%
7,908
+823
+12% +$82.9K
9 10
11
12 13

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.