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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TUA icon
251
Simplify Short Term Treasury Futures Strategy ETF
TUA
$658M
$799K 0.06%
34,522
+20,652
+149% +$459K
SHW icon
252
Sherwin-Williams
SHW
$89.8B
$799K 0.06%
2,560
+107
+4% +$28.8K
USXF icon
253
iShares ESG Advanced MSCI USA ETF
USXF
$1.51B
$796K 0.06%
19,999
-520
-3% -$19K
NKE icon
254
Nike
NKE
$61.9B
$790K 0.06%
7,280
-14
-0.2% -$1.5K
SWAV
255
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$788K 0.06%
+4,134
New +$781K
AMT icon
256
American Tower
AMT
$80.4B
$787K 0.06%
3,647
+1,400
+62% +$265K
VRTX icon
257
Vertex Pharmaceuticals
VRTX
$126B
$786K 0.06%
1,932
+797
+70% +$294K
IHDG icon
258
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$785K 0.06%
18,702
+665
+4% +$26.4K
IXC icon
259
iShares Global Energy ETF
IXC
$2.62B
$781K 0.06%
+19,961
New +$793K
MGEE icon
260
MGE Energy Inc
MGEE
$3.08B
$765K 0.06%
10,580
+62
+0.6% +$4.49K
ONON icon
261
On Holding
ONON
$12.5B
$763K 0.06%
28,274
+2,956
+12% +$80.5K
QQQE icon
262
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.41B
$761K 0.06%
8,987
+1,577
+21% +$122K
FLIA icon
263
Franklin International Aggregate Bond ETF
FLIA
$768M
$761K 0.06%
37,298
+1,396
+4% +$27.6K
HUBS icon
264
HubSpot
HUBS
$10.5B
$757K 0.06%
1,304
-5
-0.4% -$2.41K
PULS icon
265
PGIM Ultra Short Bond ETF
PULS
$18.4B
$755K 0.06%
15,285
-8,023
-34% -$396K
SPYV icon
266
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$753K 0.06%
16,154
+2,453
+18% +$106K
IQLT icon
267
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$739K 0.06%
19,680
-230,002
-92% -$8.02M
HYG icon
268
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$736K 0.06%
9,510
-1,918
-17% -$143K
ACN icon
269
Accenture
ACN
$108B
$729K 0.06%
2,077
+90
+5% +$29K
DIA icon
270
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$719K 0.05%
1,907
+122
+7% +$42.6K
SBUX icon
271
Starbucks
SBUX
$120B
$712K 0.05%
7,415
-481
-6% -$46.8K
ADBE icon
272
Adobe
ADBE
$105B
$712K 0.05%
1,193
-19
-2% -$11K
DFS
273
DELISTED
Discover Financial Services
DFS
$705K 0.05%
6,276
-53
-0.8% -$4.9K
NRG icon
274
NRG Energy
NRG
$24.8B
$698K 0.05%
13,498
-5,442
-29% -$246K
DOW icon
275
Dow Inc
DOW
$21.2B
$697K 0.05%
12,713
-600
-5% -$30.7K
9 10
11
12 13

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VCM
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SFI
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.