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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
251
Coca-Cola
KO
$375B
– –
-72,683
Closed -$3.99M
LEG icon
252
Leggett & Platt
LEG
$1.31B
– –
-34,235
Closed -$1.52M
LHX icon
253
L3Harris
LHX
$53.4B
– –
-1,302
Closed -$246K
LLY icon
254
Eli Lilly
LLY
$1.06T
– –
-1,975
Closed -$333K
LMBS icon
255
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
– –
-56,884
Closed -$2.93M
LMT icon
256
Lockheed Martin
LMT
$136B
– –
-635
Closed -$226K
LOW icon
257
Lowe's Companies
LOW
$125B
– –
-6,218
Closed -$998K
LRCX icon
258
Lam Research
LRCX
$390B
– –
-20,050
Closed -$947K
LULU icon
259
lululemon athletica
LULU
$14.6B
– –
-738
Closed -$257K
LUV icon
260
Southwest Airlines
LUV
$23B
– –
-5,334
Closed -$249K
LYFT icon
261
Lyft
LYFT
$6.63B
– –
-31,695
Closed -$1.56M
LZB icon
262
La-Z-Boy
LZB
$1.69B
– –
-109,856
Closed -$4.38M
MA icon
263
Mastercard
MA
$493B
– –
-2,401
Closed -$857K
MAR icon
264
Marriott International
MAR
$92.3B
– –
-5,172
Closed -$682K
MASI
265
DELISTED
Masimo
MASI
– –
-969
Closed -$260K
MBB icon
266
iShares MBS ETF
MBB
$39.1B
– –
-11,081
Closed -$1.22M
MBWM icon
267
Mercantile Bank Corp
MBWM
$1.05B
– –
-16,603
Closed -$451K
MCD icon
268
McDonald's
MCD
$195B
– –
-20,876
Closed -$4.48M
MCHP icon
269
Microchip Technology
MCHP
$46B
– –
-26,634
Closed -$1.84M
MCO icon
270
Moody's
MCO
$82.7B
– –
-1,816
Closed -$527K
MDB icon
271
MongoDB
MDB
$32.1B
– –
-1,942
Closed -$697K
MDT icon
272
Medtronic
MDT
$112B
– –
-47,318
Closed -$5.54M
META icon
273
Meta Platforms (Facebook)
META
$1.51T
– –
-9,716
Closed -$2.65M
MGK icon
274
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
– –
-7,070
Closed -$288K
MGM icon
275
MGM Resorts International
MGM
$11.2B
– –
-6,449
Closed -$203K
9 10
11
12 13

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.