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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$84.6M
AUM Growth
-$461M
Cap. Flow
-$468M
Cap. Flow %
-553.36%
Top 10 Hldgs %
70.59%
Holding
330
New
–
Increased
5
Reduced
23
Closed
302

Top Buys

Rank Stock Value
1
FM
iShares Frontier and Select EM ETF
FM
+$103K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$60.1K
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$25.8K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$18.2K
5
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$9.48K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$12.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
251
Seagate
STX
$184B
– –
-12,843
Closed -$622K
SVM
252
Silvercorp Metals
SVM
$2.67B
– –
-21,346
Closed -$115K
SYY icon
253
Sysco
SYY
$40.2B
– –
-15,579
Closed -$852K
TD icon
254
Toronto Dominion Bank
TD
$201B
– –
-6,412
Closed -$286K
TDG icon
255
TransDigm Group
TDG
$67.6B
– –
-482
Closed -$213K
TDIV icon
256
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
– –
-37,913
Closed -$1.58M
TGT icon
257
Target
TGT
$69.3B
– –
-23,826
Closed -$2.86M
TIP icon
258
iShares TIPS Bond ETF
TIP
$14.7B
– –
-7,465
Closed -$918K
TJX icon
259
TJX Companies
TJX
$177B
– –
-4,461
Closed -$226K
TLT icon
260
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
– –
-11,269
Closed -$1.85M
TSI
261
TCW Strategic Income Fund
TSI
$213M
– –
-23,833
Closed -$130K
TSLA icon
262
Tesla
TSLA
$1.3T
– –
-6,120
Closed -$441K
TTWO icon
263
Take-Two Interactive
TTWO
$47.3B
– –
-2,506
Closed -$350K
TV icon
264
Televisa
TV
$1.52B
– –
-11,933
Closed -$63K
TWLO icon
265
Twilio
TWLO
$38.4B
– –
-4,274
Closed -$938K
UAA icon
266
Under Armour
UAA
$2.4B
– –
-14,438
Closed -$141K
UBER icon
267
Uber
UBER
$157B
– –
-7,517
Closed -$234K
UCO icon
268
ProShares Ultra Bloomberg Crude Oil
UCO
$429M
– –
-33,456
Closed -$240K
UCON icon
269
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
– –
-12,116
Closed -$312K
UL icon
270
Unilever
UL
$135B
– –
-3,331
Closed -$206K
UNH icon
271
UnitedHealth
UNH
$373B
– –
-2,399
Closed -$708K
UNP icon
272
Union Pacific
UNP
$174B
– –
-1,634
Closed -$276K
UPS icon
273
United Parcel Service
UPS
$88.6B
– –
-6,214
Closed -$691K
USMV icon
274
iShares MSCI USA Min Vol Factor ETF
USMV
$24.5B
– –
-153,846
Closed -$9.33M
UUP icon
275
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
– –
-13,078
Closed -$344K
9 10
11
12 13

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Regal Investment Advisors held 330 positions worth $84.6M, down 84% from $545M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $468M in Q3 2020, closing 302 positions and reducing 23 holdings. Its most notable exit was Microsoft, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 1.5% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $103K to iShares Frontier and Select EM ETF.

  • Regal Investment Advisors added most to iShares Frontier and Select EM ETF in Q3 2020, an estimated $103K increase.
  • Regal Investment Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $29.2M.
  • Regal Investment Advisors fully exited Microsoft in Q3 2020, selling an estimated $13.8M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $84.6M portfolio in Q3 2020.
  • Regal Investment Advisors opened 0 new positions and closed 302 in Q3 2020.
  • Regal Investment Advisors's portfolio value fell 84% quarter-over-quarter to $84.6M.

Based on Regal Investment Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.