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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$513M
AUM Growth
+$21.3M
Cap. Flow
+$11M
Cap. Flow %
2.15%
Top 10 Hldgs %
20.29%
Holding
385
New
33
Increased
173
Reduced
91
Closed
68

Top Buys

Rank Stock Value
1
INGR icon
Ingredion
INGR
+$2.02M
2
PARA
Paramount Global Class B
PARA
+$1.92M
3
CMP icon
Compass Minerals
CMP
+$1.91M
4
BMY icon
Bristol-Myers Squibb
BMY
+$1.9M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.29M

Top Sells

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.23M
2
UTHR icon
United Therapeutics
UTHR
+$2.02M
3
IDCC icon
InterDigital
IDCC
+$1.74M
4
LEA icon
Lear
LEA
+$1.5M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.28M

Sector Composition

Rank Sector Weight
1 Healthcare 8.01%
2 Technology 6.97%
3 Consumer Staples 6.91%
4 Industrials 5.04%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMB icon
251
First Trust Managed Municipal ETF
FMB
$2.06B
$307K 0.06%
5,598
+180
+3% +$9.77K
SBUX icon
252
Starbucks
SBUX
$120B
$302K 0.06%
3,602
+850
+31% +$66.7K
PNQI icon
253
Invesco NASDAQ Internet ETF
PNQI
$551M
$300K 0.06%
10,975
+585
+6% +$16K
SPSM icon
254
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$298K 0.06%
9,718
-4,874
-33% -$148K
HYLS icon
255
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$282K 0.05%
5,866
+10
+0.2% +$481
IJS icon
256
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$282K 0.05%
3,798
-282
-7% -$20.9K
DMO
257
Western Asset Mortgage Opportunity Fund
DMO
$120M
$280K 0.05%
+13,122
New +$276K
ONEQ icon
258
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$279K 0.05%
8,870
+1,340
+18% +$41.5K
VTR icon
259
Ventas
VTR
$47.9B
$278K 0.05%
4,065
-293
-7% -$18.7K
HON icon
260
Honeywell
HON
$78B
$273K 0.05%
1,660
-38
-2% -$6.05K
BAX icon
261
Baxter International
BAX
$14.2B
$272K 0.05%
3,322
-92
-3% -$7.14K
PM icon
262
Philip Morris
PM
$295B
$267K 0.05%
3,404
+458
+16% +$37.8K
GOOG icon
263
Alphabet (Google) Class C
GOOG
$4.32T
$264K 0.05%
4,900
+960
+24% +$55.4K
SDIV icon
264
Global X SuperDividend ETF
SDIV
$1.21B
$264K 0.05%
5,112
-7,450
-59% -$391K
EW icon
265
Edwards Lifesciences
EW
$51.7B
$263K 0.05%
4,263
+30
+0.7% +$1.81K
RSX
266
DELISTED
VanEck Russia ETF
RSX
$263K 0.05%
11,143
-964
-8% -$21.1K
SPMD icon
267
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$262K 0.05%
7,680
-6,844
-47% -$230K
X
268
DELISTED
US Steel
X
$260K 0.05%
17,007
-242
-1% -$3.73K
FEM icon
269
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
$259K 0.05%
10,280
+52
+0.5% +$1.27K
TWTR
270
DELISTED
Twitter, Inc.
TWTR
$259K 0.05%
7,410
-885
-11% -$32.5K
GM icon
271
General Motors
GM
$76.8B
$258K 0.05%
6,693
+1,071
+19% +$40.2K
LNT icon
272
Alliant Energy
LNT
$18B
$254K 0.05%
5,182
+24
+0.5% +$1.14K
RTN
273
DELISTED
Raytheon Company
RTN
$254K 0.05%
1,460
+147
+11% +$26.4K
DEO icon
274
Diageo
DEO
$53.6B
$252K 0.05%
1,461
-656
-31% -$110K
DTE icon
275
DTE Energy
DTE
$29.1B
$249K 0.05%
2,290
+2
+0.1% +$215
9 10
11
12 13

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, Regal Investment Advisors held 385 positions worth $513M, up 4.3% from $492M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q2 2019 filing shows 33 new, 173 increased, 91 reduced and 68 closed positions. Its largest new stake was Ingredion: 23,478 shares worth $1.94M. The largest sale was Oracle, an estimated $2.23M.

By sector, the portfolio is most concentrated in Healthcare at 8% of assets, down from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q2 2019 buy was Ingredion: 23,478 shares worth $1.94M.
  • Regal Investment Advisors added most to Bristol-Myers Squibb in Q2 2019, an estimated $1.9M increase.
  • Regal Investment Advisors's biggest Q2 2019 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $1.28M.
  • Regal Investment Advisors fully exited Oracle in Q2 2019, selling an estimated $2.23M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $513M portfolio in Q2 2019.
  • Regal Investment Advisors opened 33 new positions and closed 68 in Q2 2019.
  • Regal Investment Advisors's portfolio value rose 4.3% quarter-over-quarter to $513M.

Based on Regal Investment Advisors's 13F filing for Q2 2019, filed 26 Jul 2019.