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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$404M
AUM Growth
+$20.4M
Cap. Flow
+$12.4M
Cap. Flow %
3.07%
Top 10 Hldgs %
19.6%
Holding
281
New
20
Increased
142
Reduced
87
Closed
20

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$3.82M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.29M
3
RFEU
First Trust RiverFront Dynamic Europe ETF
RFEU
+$2.84M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.41M
5
BLK icon
Blackrock
BLK
+$2.29M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.89M
2
STT icon
State Street
STT
+$3.03M
3
BWA icon
BorgWarner
BWA
+$2.97M
4
COF icon
Capital One
COF
+$2.97M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$2.83M

Sector Composition

Rank Sector Weight
1 Healthcare 5.09%
2 Financials 5.09%
3 Consumer Staples 4.85%
4 Consumer Discretionary 4.78%
5 Industrials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTF
251
DWS Municipal Income Trust
KTF
$348M
$141K 0.03%
10,468
+133
+1% +$1.79K
AMD icon
252
Advanced Micro Devices
AMD
$832B
$137K 0.03%
+11,000
New +$134K
PSEC icon
253
Prospect Capital
PSEC
$1.11B
$137K 0.03%
16,819
+2,720
+19% +$23.3K
SIRI icon
254
SiriusXM
SIRI
$10.2B
$107K 0.03%
1,963
-449
-19% -$22.9K
ERIC icon
255
Ericsson
ERIC
$33.5B
$85K 0.02%
+11,874
New +$80.5K
MUFG icon
256
Mitsubishi UFJ Financial
MUFG
$247B
$77K 0.02%
+11,347
New +$72.3K
ABEV icon
257
Ambev
ABEV
$47.3B
$73K 0.02%
+13,224
New +$75.4K
JE
258
DELISTED
Just Energy Group Inc
JE
$61K 0.02%
355
-33
-9% -$6.22K
ROYT
259
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
0
– –
NMM icon
260
Navios Maritime Partners
NMM
$2.31B
– –
0
– –
GAZ
261
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$10K ﹤0.01%
32,950
-1,000
-3% -$389
BIIB icon
262
Biogen
BIIB
$29.7B
– –
-8,732
Closed -$2.39M
BWA icon
263
BorgWarner
BWA
$12.6B
– –
-80,761
Closed -$2.97M
COF icon
264
Capital One
COF
$134B
– –
-34,245
Closed -$2.97M
COST icon
265
Costco
COST
$417B
– –
-1,201
Closed -$201K
EEMV icon
266
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.51B
– –
-8,043
Closed -$430K
HP icon
267
Helmerich & Payne
HP
$3.37B
– –
-9,713
Closed -$647K
IEF icon
268
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-2,445
Closed -$258K
IGIB icon
269
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
– –
-10,720
Closed -$584K
IGLB icon
270
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
– –
-3,943
Closed -$234K
MT icon
271
ArcelorMittal
MT
$55.6B
– –
-4,641
Closed -$116K
PII icon
272
Polaris
PII
$4.09B
– –
-20,027
Closed -$1.68M
RL icon
273
Ralph Lauren
RL
$22.9B
– –
-22,121
Closed -$1.81M
SPXL icon
274
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.12B
– –
-23,308
Closed -$736K
STT icon
275
State Street
STT
$51.2B
– –
-38,039
Closed -$3.03M
8 9 10
11
12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2017 Portfolio in Review

As of Q2 2017, Regal Investment Advisors held 281 positions worth $404M, up 5.3% from $383M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $12.4M of net new capital in Q2 2017, opening 20 new positions and adding to 142 existing holdings. Its largest new stake was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, down from 6.7% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $3.89M trimmed.

  • Regal Investment Advisors's largest Q2 2017 buy was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.
  • Regal Investment Advisors added most to iShares Core 80/20 Aggressive Allocation ETF in Q2 2017, an estimated $3.82M increase.
  • Regal Investment Advisors's biggest Q2 2017 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $3.89M.
  • Regal Investment Advisors fully exited State Street in Q2 2017, selling an estimated $3.03M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $404M portfolio in Q2 2017.
  • Regal Investment Advisors opened 20 new positions and closed 20 in Q2 2017.
  • Regal Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $404M.

Based on Regal Investment Advisors's 13F filing for Q2 2017, filed 10 Aug 2017.