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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
251
Ecolab
ECL
$79.9B
$206K 0.05%
1,800
– –
APTV icon
252
Aptiv
APTV
$10.3B
$205K 0.05%
2,565
-157
-6% -$11.8K
MRK icon
253
Merck
MRK
$318B
$204K 0.05%
3,713
+1,364
+58% +$77.2K
DTE icon
254
DTE Energy
DTE
$29.1B
$200K 0.05%
2,912
-34
-1% -$2.44K
ESV
255
DELISTED
Ensco Rowan plc
ESV
$199K 0.05%
+2,366
New +$249K
PDM
256
Piedmont Realty Trust
PDM
$1.19B
$197K 0.05%
10,598
-3,901
-27% -$73.5K
IEFA icon
257
iShares Core MSCI EAFE ETF
IEFA
$196B
$191K 0.05%
3,258
-3,331
-51% -$191K
SEP
258
DELISTED
Spectra Engy Parters Lp
SEP
$190K 0.05%
3,665
-1,890
-34% -$101K
MRO
259
DELISTED
Marathon Oil Corporation
MRO
$189K 0.05%
7,232
+7,027
+3,428% +$191K
PSEC icon
260
Prospect Capital
PSEC
$1.17B
$188K 0.05%
22,202
+3,393
+18% +$29K
WM icon
261
Waste Management
WM
$91B
$187K 0.05%
3,450
+1,650
+92% +$87.8K
IJJ icon
262
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$186K 0.05%
2,834
-734
-21% -$47.2K
CVS icon
263
CVS Health
CVS
$122B
$182K 0.05%
1,764
+1,560
+765% +$158K
VXF icon
264
Vanguard Extended Market ETF
VXF
$31.7B
$181K 0.04%
1,959
-3
-0.2% -$269
IJK icon
265
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$180K 0.04%
4,200
-192
-4% -$7.95K
HON icon
266
Honeywell
HON
$78B
$177K 0.04%
+1,892
New +$173K
ARLP icon
267
Alliance Resource Partners
ARLP
$3.17B
$175K 0.04%
5,235
+5,103
+3,866% +$193K
IWS icon
268
iShares Russell Mid-Cap Value ETF
IWS
$16B
$174K 0.04%
2,316
+1,500
+184% +$112K
O icon
269
Realty Income
O
$59.1B
$172K 0.04%
3,447
-590
-15% -$29.5K
OMC icon
270
Omnicom Group
OMC
$23.4B
$172K 0.04%
2,200
– –
BMY icon
271
Bristol-Myers Squibb
BMY
$132B
$170K 0.04%
2,638
+600
+29% +$37.6K
HYMB icon
272
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$169K 0.04%
5,866
+1,736
+42% +$50.3K
RPAI
273
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$169K 0.04%
10,539
-2,070
-16% -$34.7K
TWTR
274
DELISTED
Twitter, Inc.
TWTR
$168K 0.04%
3,355
-2,100
-38% -$93.1K
BWX icon
275
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$166K 0.04%
6,250
+2,568
+70% +$69.3K
9 10
11
12 13

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.